Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Jordan FreedmanJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-04-2016
Alice Leopold-BenintendiJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15003-11-2015
Ann Marie BrancatoJanney Montgomery Scott LLCRBC Capital Markets, LLC$5006-20-2016
Anthony Joseph LangellaJanney Montgomery Scott LLCUBS Financial Services Inc.08-26-2019
Anthony Steven DiDonatoJanney Montgomery Scott LLCMorgan Stanley$10010-10-2014
Arthur Richard FalkowitzJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC01-23-2009
Bernie L TownesJanney Montgomery Scott LLCUBS Financial Services Inc.$6511-30-2017
Bernie Lee TownesJanney Montgomery Scott LLCUBS Financial Services Inc.11-30-2017
Brett Aubrey VetenskyJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$2506-06-2019
Brian Clark EnrightJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-30-2018
Bruce Harding SearsJanney Montgomery Scott LLCRBC Capital Markets, LLC$15012-20-2016
Charles Francis Xavier PoggiJanney Montgomery Scott LLCUBS Financial Services Inc.06-16-2017
Charles PrinciottoJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15003-06-2017
Christopher Charles WalkleyJanney Montgomery Scott LLCMorgan Stanley08-22-2017
Christopher WalkleyJanney Montgomery Scott LLCMorgan Stanley$10708-22-2017
Colleen Claire Mackenzie-DoinoJanney Montgomery Scott LLCMorgan Stanley11-02-2017
Colleen MacKenzie-DoinoJanney Montgomery Scott LLCMorgan Stanley$9711-02-2017
Courtney Paige CarnevaleJanney Montgomery Scott LLCOppenheimer & Co. Inc.$15004-08-2015
Craig SherrerJanney Montgomery Scott LLCNewbridge Securities Corporation04-19-2018
Danielle CefaluJanney Montgomery Scott LLCMorgan Stanley$15009-03-2015
Danielle Renee MajorJanney Montgomery Scott LLCMorgan Stanley06-24-2019
Dave BerrettaJanney Montgomery Scott LLCMBSC Securities$9004-15-2016
David Angel SilvaJanney Montgomery Scott LLCBNY Mellon Securities Corporation06-22-2012
David Vincent BerrettaJanney Montgomery Scott LLCBNY Mellon Securities Corporation04-15-2016
Devin Marquis WhiteJanney Montgomery Scott LLCAllstate Financial Services, LLC01-10-2017
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Showing 1 to 25 of 78 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.