Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexander Lawrence LetiziaJanney Montgomery Scott LLCTD Ameritrade Investment Management, LLC02-22-2011
Allison J NicholsJanney Montgomery Scott LLCCetera Advisor Networks LLC01-04-2017
Amanda Berger BurdickJanney Montgomery Scott LLCThe Huntington Investment Company07-15-2019
Andrew Reimann NehrbasJanney Montgomery Scott LLCCitigroup Global Markets Inc.$15006-04-2009
Andrew S Vitek JrJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$15010-12-2017
Arnold Charles Carnevale JrJanney Montgomery Scott LLCMorgan Stanley$5006-28-2012
Bradley Keith AdamsJanney Montgomery Scott LLCMorgan Stanley$5003-10-2011
Brandon David FanelleJanney Montgomery Scott LLCRaymond James Financial Services, Inc.08-29-2016
Brette Alexandra HusarJanney Montgomery Scott LLCNorthwestern Mutual Investment Services, LLC09-05-2013
Brian Anthony FlemingJanney Montgomery Scott LLCCitigroup Global Markets Inc.04-23-2009
Brian D HoffmanJanney Montgomery Scott LLCOppenheimer & Co. Inc.12-05-2019
Brian Paul CutticJanney Montgomery Scott LLCOppenheimer & Co. Inc.03-12-2018
Charles Pennock CollingsJanney Montgomery Scott LLCCitigroup Global Markets Inc.05-05-2009
Christine Michelle LindsayJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-23-2012
Christopher B Franz JrJanney Montgomery Scott LLCMorgan Stanley$15009-12-2013
Christos Stergios DikosJanney Montgomery Scott LLCMorgan Stanley$204-25-2019
Colin Taylor BurgessJanney Montgomery Scott LLCCitigroup Global Markets Inc.$10004-02-2009
Conor McKenzieJanney Montgomery Scott LLCNorthwestern Mutual Investment Services, LLC09-01-2017
Craig McgovernJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-02-2016
Daniel Mark BensterJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$2505-22-2009
Daniel Robert HermanJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$1,00012-16-2016
Daniel S LevinJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$15005-13-2009
David Alan SprenkleJanney Montgomery Scott LLCCitigroup Global Markets Inc.$5002-20-2009
David Hunter RobbJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$1,00011-16-2017
David Patrick TudiJanney Montgomery Scott LLCMorgan Stanley11-01-2019
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Showing 1 to 25 of 149 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.