Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bennett Christopher WalkerJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$1,00008-16-2017
Bradley S Dickens Jason MinorJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$17707-05-2018
Bradley Scott DickensJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$10007-05-2018
Charles Mark WilloughbyJanney Montgomery Scott LLCJ.J.B. Hilliard, W.L. Lyons, LLC$5006-18-2019
Danielle Rose HedgesJanney Montgomery Scott LLCAvondale Partners, LLC$2505-16-2018
James Ervin Stephens JrJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$1,00005-22-2018
James Morris SmithJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$5008-16-2017
Jamie SmithJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$5108-16-2017
Jason R MinorJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC07-05-2018
Jordan Fleming SiblerJanney Montgomery Scott LLCAvondale Partners, LLC$2505-15-2018
Kim Alan RichardsonJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$1,00008-16-2017
Mark WilloughbyJanney Montgomery Scott LLCHilliard Lyons$5006-18-2019
Stephen Dale EvansJanney Montgomery Scott LLCAvondale Partners, LLC05-17-2018
Stephen ElderJanney Montgomery Scott LLCHilliard Lyons$8108-17-2017
Stephen Michael ElderJanney Montgomery Scott LLCJ.J.B. Hilliard, W.L. Lyons, LLC$5008-17-2017
Steven Glasgow Stephen Evans Jordan Sibler Danielle Garofolo Frank MooreJanney Montgomery Scott LLCAvondale Partners, LLC$16305-16-2018
Steven Walter GlasgowJanney Montgomery Scott LLCIIC$15005-16-2018

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.