Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jesse Floyd WardKMS Financial Services, Inc.Wells Fargo Clearing Services, LLC05-23-2019
Jerry Joe Van AusdleKMS Financial Services, Inc.Waddell & Reed03-16-2016
Robert John CliffordKMS Financial Services, Inc.Symetra Investment Services, Inc.07-17-2012
Allan Bruce RavenscroftKMS Financial Services, Inc.First Allied Securities, Inc.07-28-2011
Phillip E HarrisKMS Financial Services, Inc.Sawtooth Securities, LLC06-17-2009
Scott MechamKMS Financial Services, Inc.Sawtooth Securities, LLC05-21-2009
Hylee B. HansenKMS Financial Services, Inc.MetLife Securities Inc.$1004-01-2015
Richard Gerald CliffordKMS Financial Services, Inc.Symetra Investment Services, Inc.$1007-17-2012
Trent Arthur YostKMS Financial Services, Inc.Cetera Advisors LLC$2505-28-2019
John Hyrum KoyleKMS Financial Services, Inc.Cetera Advisors LLC$2505-28-2019
John Joseph BaldeckKMS Financial Services, Inc.Morgan Stanley$5007-11-2016

Showing 1 to 11 of 11 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.