Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kimberly Diane HarrisKMS Financial Services, Inc.Sawtooth Securities, LLC06-29-2009
Elliot George FordKMS Financial Services, Inc.Walnut Street Securities, Inc.10-07-2009
Roberta WeinsteinKMS Financial Services, Inc.Lincoln Financial Advisors Corporation10-24-2009
W. Tyler Tyler MercierKMS Financial Services, Inc.LPL Financial LLC10-30-2009
Richard Peter MercierKMS Financial Services, Inc.LPL Financial LLC11-06-2009
Peter R. MercierKMS Financial Services, Inc.LPL Financial LLC11-06-2009
John Chaney Griffin Jr.KMS Financial Services, Inc.Morgan Stanley11-23-2009
Gregg W. DawsonKMS Financial Services, Inc.Waddell & Reed02-01-2010
James A. SchallerKMS Financial Services, Inc.FSC Securities Corporation$1002-12-2010
Darren Frederick McGrawKMS Financial Services, Inc.Transamerica Financial Advisors, Inc04-21-2010
Peggy Lynn FarnworthKMS Financial Services, Inc.AFA Advisor Services LLC$1005-04-2010
Gary Gene MitchellKMS Financial Services, Inc.Barclay West Financial Advisors$2506-10-2010
Suzan Luna JaffeKMS Financial Services, Inc.Edward Jones08-20-2010
Erik W. GlushienKMS Financial Services, Inc.Investors Capital Corp.12-16-2010
Jeffrey Glenn MoormeierKMS Financial Services, Inc.QA3 Financial Corp.$2502-09-2011
Kathryn Sue WilsonKMS Financial Services, Inc.Cetera Advisor Networks LLC10-20-2011
Michael William RadakovichKMS Financial Services, Inc.LPL Financial LLC$1004-30-2012
William Louis FisherKMS Financial Services, Inc.LPL Financial LLC$5005-03-2012
Douglas Clark JohnsonKMS Financial Services, Inc.Symetra Investment Services, Inc.07-17-2012
Robert Eugene PanianKMS Financial Services, Inc.Commonwealth Financial Network$2508-31-2012
James D BelenisKMS Financial Services, Inc.Raymond James Financial Services Advisors, Inc$10005-08-2013
Randy Lee MichelsenKMS Financial Services, Inc.LPL Financial LLC05-28-2013
Evan Leigh WolkKMS Financial Services, Inc.1st Worldwide Financial Partners, LLC$2506-25-2013
Stephen Arthur MalleryKMS Financial Services, Inc.Woodbury Financial Services, Inc.08-02-2013
Angela Marie CougleKMS Financial Services, Inc.PKS Advisory Services, LLC09-20-2013
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Showing 1 to 25 of 55 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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