Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Elliot George FordKMS Financial Services, Inc.Walnut Street Securities, Inc.$4410-07-2009
W Tyler MercierKMS Financial Services, Inc.LPL Financial LLC$2510-30-2009
Richard Peter MercierKMS Financial Services, Inc.LPL Financial LLC$6211-06-2009
Peter R MercierKMS Financial Services, Inc.LPL Financial LLC11-06-2009
Gregg West DawsonKMS Financial Services, Inc.Waddell & Reed02-01-2010
Darren Frederick McgrawKMS Financial Services, Inc.Transamerica Financial Advisors, Inc04-21-2010
Jeffrey Glenn MoormeierKMS Financial Services, Inc.QA3 Financial Corp.02-09-2011
Amy Marie HedrickKMS Financial Services, Inc.Pacific West Securities, Inc.$5006-30-2011
Kathryn Sue WilsonKMS Financial Services, Inc.Cetera Advisor Networks LLC10-20-2011
William Edward WilsonKMS Financial Services, Inc.Symetra Investment Services, Inc.11-03-2011
Angela Marie CougleKMS Financial Services, Inc.PKS Advisory Services, LLC09-20-2013
Joshua Michael GraeffKMS Financial Services, Inc.Equitable Advisors, LLC02-28-2014
Daniel Christian GiddensKMS Financial Services, Inc.Grant Williams L.P.$5004-01-2014
Philip Robert ObergKMS Financial Services, Inc.Symetra Investment Services, Inc.09-08-2014
Deborrah Michelle MurphyKMS Financial Services, Inc.Voya Financial Advisors, Inc.$3511-07-2014
Kathryn Shea HenningsenKMS Financial Services, Inc.Avier Wealth Advisors02-09-2015
Lisa Haggai PiersonKMS Financial Services, Inc.Centaurus Financial, Inc.03-06-2015
Dean Scott MckenzieKMS Financial Services, Inc.Symetra Investment Services, Inc.$4603-06-2015
David W NobleKMS Financial Services, Inc.Questar Capital Corporation12-11-2015
George Michael MallickKMS Financial Services, Inc.Symetra Investment Services, Inc.12-21-2015
Robert Hamilton PhilipKMS Financial Services, Inc.Voya Financial Advisors, Inc.$5001-11-2016
James Robert PiperKMS Financial Services, Inc.Ameriprise Financial Services, LLC02-05-2016
David Stuart EskenaziKMS Financial Services, Inc.Allied Asset Management, Inc.06-22-2016
Meris Arel CollierKMS Financial Services, Inc.VSR Financial Services, Inc.08-15-2016
Jason Tyler GreenwoodKMS Financial Services, Inc.Concert Wealth Management09-15-2016
Next Page »

Showing 1 to 25 of 52 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.