Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Edward SladkoKMS Financial Services, Inc.Cetera Advisors LLC10-01-2019
Darren Clark BlanchardKMS Financial Services, Inc.MML Investors Services, LLC10-12-2018
Michael Patrick RaineriKMS Financial Services, Inc.Cetera Advisors LLC04-24-2018
Brenda Rose PingreeKMS Financial Services, Inc.FSIC02-01-2018
George Wallace Hook IIIKMS Financial Services, Inc.FSIC12-21-2017
Jeffrey Charles JanewayKMS Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-24-2017
Kevin Eric WellsKMS Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-06-2016
Meris A. CollierKMS Financial Services, Inc.VSR Financial Services, Inc.08-15-2016
David Stuart EskenaziKMS Financial Services, Inc.Allied Asset Management, Inc.06-22-2016
Arthur Michael PagnottaKMS Financial Services, Inc.Securities America, Inc.05-17-2016
Kevin John CarlsonKMS Financial Services, Inc.Cambridge Investment Research, Inc.02-10-2016
Robert Hamilton PhilipKMS Financial Services, Inc.Voya Financial Advisors, Inc.01-11-2016
George Michael Mallick Jr.KMS Financial Services, Inc.Symetra Investment Services, Inc.12-21-2015
David W. NobleKMS Financial Services, Inc.Questar Capital Corporation12-11-2015
Darin David CookKMS Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC09-14-2015
Lisa Haggai PiersonKMS Financial Services, Inc.Centaurus Financial, Inc.03-06-2015
Laura Francis Dunne-WamsleyKMS Financial Services, Inc.Transamerica Financial Advisors, Inc02-20-2015
Kathryn Shea HenningsenKMS Financial Services, Inc.Avier Wealth Advisors02-09-2015
Philip Robert ObergKMS Financial Services, Inc.Symetra Investment Services, Inc.09-08-2014
Jess Foster CarknerKMS Financial Services, Inc.LPL Financial LLC07-25-2014
Joshua Michael GraeffKMS Financial Services, Inc.AXA Advisors, LLC02-28-2014
Angela Marie CougleKMS Financial Services, Inc.PKS Advisory Services, LLC09-20-2013
Stephen Arthur MalleryKMS Financial Services, Inc.Woodbury Financial Services, Inc.08-02-2013
Randy Lee MichelsenKMS Financial Services, Inc.LPL Financial LLC05-28-2013
Douglas Clark JohnsonKMS Financial Services, Inc.Symetra Investment Services, Inc.07-17-2012
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Showing 1 to 25 of 55 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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