Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph R. Agee IIIKeel Point Capital, LLCMorgan Stanley$2503-01-2019
Kyle Joseph WegrzynKeel Point Capital, LLCRaymond James & Associates, Inc.06-21-2018
Caroline Elizabeth BentleyKeel Point Capital, LLCMorgan Stanley07-07-2017
Leroy Anderson Bizzell Jr.Keel Point Capital, LLCWFG Investments, Inc.12-27-2016
Margaret Barnes AaronKeel Point Capital, LLCMorgan Stanley$2501-29-2016
Andrew Michael ChapmanKeel Point Capital, LLCMorgan Stanley11-06-2015
Yolanda G. DavisKeel Point Capital, LLCCambridge Investment Research, Inc.09-01-2015
Brian Scott CopelandKeel Point Capital, LLCCambridge Investment Research, Inc.$1009-01-2015
Lisa Marie WisemanKeel Point Capital, LLCMorgan Stanley$2505-01-2015
Mitchell Forrest Simmons Jr.Keel Point Capital, LLCKeel Point Advisors, LLC01-02-2015
Miriam Sue BoysenKeel Point Capital, LLCWFG Investments, Inc.01-02-2015
Amy Michelle EnglishKeel Point Capital, LLCWFG Investments, Inc.01-02-2015
Lane Mark JerdalKeel Point Capital, LLCWFG Investments, Inc.01-02-2015
Geoffrey Matthew ThornettKeel Point Capital, LLCWFG Investments, Inc.01-02-2015
William Bonham ScogginsKeel Point Capital, LLCKeel Point Investments, LLC01-02-2015
Demetra Dawn DanielKeel Point Capital, LLCMorgan Stanley04-22-2014
John RuhKeel Point Capital, LLCSmith, Moore & Co.$1001-01-2013
David L. LittleKeel Point Capital, LLCWells Fargo Clearing Services, LLC08-31-2011
Jason D. LandersKeel Point Capital, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2009

Showing 1 to 19 of 19 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.