Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Besselman, Matt Heinz, Todd GuerinKestra FinancialVSR Financial Services$10001-09-2013
Howard D. Richards, Jim GoodlandKestra FinancialCambridge Investment Research$17501-03-2014
David MizrahiKestra FinancialWells Fargo Advisors02-04-2014
Morrie SymsonKestra FinancialUBS Financial Services02-04-2014
Markus ByrdKestra FinancialAmeriprise Financial$5002-20-2014
Paul AuslanderKestra FinancialFoothill Securities$7002-24-2014
Kurt WiegertKestra FinancialFounders Financial$6003-04-2014
Garrett J. DevineKestra FinancialWells Fargo Advisors$6504-01-2014
Terry Sawchuk, Bill LangensteinKestra FinancialSII Investments$15508-18-2014
Nadia A. DickinsonKestra FinancialMorgan Stanley Wealth Management$10009-23-2014
Joe Vartanian, Sherwood GreerKestra FinancialInvest Financial$32502-15-2015
Robert Rinvelt, Roger DavidKestra FinancialFSC Securities$18305-01-2015
Jim Ronn, Don Phillips, Bobby PhillipsKestra FinancialLPL Financial$15806-01-2015
Jason DudumKestra FinancialSignator Investors$14001-17-2016
Wesley Lentz, Clinton VanLinder, Robert Amberg, Robert CampbellKestra FinancialTransamerica Financial Advisors$1,00007-29-2016
Leo GotleibKestra FinancialLPL Financial$25010-13-2016
Carmen Cercone, Kyle Richardson, Thomas Lundgaard, Tyler Brilinski, James BruceKestra FinancialSII Investments$70011-15-2016
Chad CollinsKestra FinancialWells Fargo Advisors$11001-19-2017
Stephen LuzKestra FinancialJPMorgan Chase & Co.$13001-19-2017
David Johnston, Keith JohnstonKestra FinancialMorgan Stanley Wealth Management$15010-30-2017
John Hebert, Brandon HebertKestra FinancialUBS Financial Services$6812-29-2017
Pamela Davis, Chris DavisKestra FinancialSII Investments$11002-27-2018
Steve CrawfordKestra FinancialLPL Financial$27003-07-2018
Michelle BenderKestra FinancialInvest Financial$24503-15-2018
Kitt Griffin, Steven LivitzKestra FinancialSII Investments$12004-09-2018
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Showing 1 to 25 of 32 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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