Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Besselman, Matt Heinz, Todd GuerinKestra FinancialVSR Financial Services$10001-09-2013
Howard D. Richards, Jim GoodlandKestra FinancialCambridge Investment Research$17501-03-2014
Morrie SymsonKestra FinancialUBS Financial Services Inc. Inc.02-04-2014
David MizrahiKestra FinancialWells Fargo Advisors02-04-2014
Markus ByrdKestra FinancialAmeriprise Financial Services, Inc.$5002-20-2014
Paul AuslanderKestra FinancialFoothill Securities$7002-24-2014
Kurt WiegertKestra FinancialFounders Financial$6003-04-2014
Garrett J. DevineKestra FinancialWells Fargo Advisors$6504-01-2014
Terry Sawchuk, Bill LangensteinKestra FinancialSII Investments$15508-18-2014
Nadia A. DickinsonKestra FinancialMorgan Stanley$10009-23-2014
Joe Vartanian, Sherwood GreerKestra FinancialInvest Financial$32502-15-2015
Robert Rinvelt, Roger DavidKestra FinancialFSC Securities$18305-01-2015
Jim Ronn, Don Phillips, Bobby PhillipsKestra FinancialLPL Financial LLC LLC$15806-01-2015
Wesley Lentz, Clinton VanLinder, Robert Amberg, Robert CampbellKestra FinancialTransamerica Financial Advisors$1,00007-29-2016
Leo GotleibKestra FinancialLPL Financial LLC LLC$25010-13-2016
Carmen Cercone, Kyle Richardson, Thomas Lundgaard, Tyler Brilinski, James BruceKestra FinancialSII Investments$70011-15-2016
Jason DudumKestra FinancialSignator Investors$14001-17-2016
Stephen LuzKestra FinancialJPMorgan Chase & Co.$13001-19-2017
Chad CollinsKestra FinancialWells Fargo Advisors$11001-19-2017
David Johnston, Keith JohnstonKestra FinancialMorgan Stanley$15010-30-2017
John Hebert, Brandon HebertKestra FinancialUBS Financial Services Inc. Inc.$6812-29-2017
Pamela Davis, Chris DavisKestra FinancialSII Investments$11002-27-2018
Steve CrawfordKestra FinancialLPL Financial LLC LLC$27003-07-2018
Steve CrawfordKestra FinancialLPL Financial LLC LLC$27003-07-2018
Michelle BenderKestra FinancialInvest Financial$24503-15-2018
Next Page »

Showing 1 to 25 of 33 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.