Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Carmen Cercone, Kyle Richardson, Thomas Lundgaard, Tyler Brilinski, James BruceKestra FinancialSII Investments$70011-15-2016
Chad CollinsKestra FinancialWells Fargo Advisors$11001-19-2017
David Johnston, Keith JohnstonKestra FinancialMorgan Stanley Wealth Management$15010-30-2017
David MizrahiKestra FinancialWells Fargo Advisors02-04-2014
Eric G. Moore, Michael Blake, Allison HudsonKestra FinancialLPL Financial$14207-12-2018
Frances Gardner, Andrew Gardner, Patrick WallaceKestra FinancialHornor, Townsend & Kent, LLC$23502-13-2019
Garrett J. DevineKestra FinancialWells Fargo Advisors$6504-01-2014
Gary Baker, Dan Kraus, Kim Rubenstein, Kim PeakerKestra FinancialWells Fargo Advisors$18605-24-2018
Howard D. Richards, Jim GoodlandKestra FinancialCambridge Investment Research$17501-03-2014
Jason DudumKestra FinancialSignator Investors$14001-17-2016
Jeffrey Boudjouk, Anthony Landi, Deborah Shuster, Kelly AlmonteKestra FinancialUBS Financial Services$34006-07-2018
Jim Ronn, Don Phillips, Bobby PhillipsKestra FinancialLPL Financial$15806-01-2015
Joe Vartanian, Sherwood GreerKestra FinancialInvest Financial$32502-15-2015
John Hebert, Brandon HebertKestra FinancialUBS Financial Services$6812-29-2017
Kitt Griffin, Steven LivitzKestra FinancialSII Investments$12004-09-2018
Kurt WiegertKestra FinancialFounders Financial$6003-04-2014
Leo GotleibKestra FinancialLPL Financial$25010-13-2016
Markus ByrdKestra FinancialAmeriprise Financial$5002-20-2014
Michelle BenderKestra FinancialInvest Financial$24503-15-2018
Morrie SymsonKestra FinancialUBS Financial Services02-04-2014
Nadia A. DickinsonKestra FinancialMorgan Stanley Wealth Management$10009-23-2014
Pamela Davis, Chris DavisKestra FinancialSII Investments$11002-27-2018
Paul AuslanderKestra FinancialFoothill Securities$7002-24-2014
Robert Rinvelt, Roger DavidKestra FinancialFSC Securities$18305-01-2015
Sharla Roundtree, Ronald BlairKestra FinancialRoyal Alliance$11809-17-2018
Next Page »

Showing 1 to 25 of 32 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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