Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael John LabosKestra Investment Services, LLCCetera Advisor Networks LLC$10006-11-2020
George Fred Leupold Jr.Kestra Investment Services, LLCSecurities America, Inc.$105-27-2020
Zachary Imes ButlerKestra Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-07-2020
Tyler Samuel BolyardKestra Investment Services, LLCWells Fargo Clearing Services, LLC05-06-2020
Walter Roland ValenzuelaKestra Investment Services, LLCHilltop Securities Inc.04-29-2020
James Hunter Flack IIIKestra Investment Services, LLCProEquities, Inc.04-13-2020
Wendy Pam ButzenKestra Investment Services, LLCMorgan Stanley03-23-2020
Vijay KrishnaswamyKestra Investment Services, LLCMML Investors Services, LLC03-20-2020
Philip GiammarinoKestra Investment Services, LLCUBS Financial Services Inc.$9203-13-2020
Sean Michael RussellKestra Investment Services, LLCUBS Financial Services Inc.$15603-13-2020
John Walter RandallKestra Investment Services, LLCProEquities, Inc.$10003-10-2020
Richard Lewis Spencer IIIKestra Investment Services, LLCAvantax Investment Services, Inc.03-09-2020
Wendy Lee PorterKestra Investment Services, LLCCetera Advisors LLC$1003-04-2020
Brandon Michael BoychukKestra Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-03-2020
Kyle Ian McclureKestra Investment Services, LLCNorthern Lights Distributors, LLC03-03-2020
John Malcomb MasseyKestra Investment Services, LLCRaymond James Financial Services, Inc.02-27-2020
Hunter Phelps MasseyKestra Investment Services, LLCRaymond James Financial Services, Inc.02-27-2020
Nicholas George DanielKestra Investment Services, LLCLPL Financial LLC02-21-2020
Tim Mccall JenkinsKestra Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-20-2020
David Jay BrandtKestra Investment Services, LLCAmeriprise Financial Services, LLC$15002-12-2020
Kenneth W. RickensKestra Investment Services, LLCPremier Wealth Advisors, LLC$15002-10-2020
Logan KerrKestra Investment Services, LLCCharles Schwab & Co., Inc.02-05-2020
Darrell Lee PhillipsKestra Investment Services, LLCCambridge Investment Research, Inc.01-31-2020
Jerry Wayne LynnKestra Investment Services, LLCEdward Jones01-31-2020
Eric Lee NorrisKestra Investment Services, LLCCambridge Investment Research, Inc.01-31-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.