Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Blair David ApplegateKestra Investment Services, LLCA.G.P / Alliance Global Partners$1007-17-2015
Joan Mae MccluneKestra Investment Services, LLCAmerican Independent Securities Group, LLC01-15-2016
Markus ByrdKestra Investment Services, LLCAmeriprise Financial Services, LLC$5002-20-2014
David Jay BrandtKestra Investment Services, LLCAmeriprise Financial Services, LLC02-12-2020
Raymond Fredrick BourqueKestra Investment Services, LLCAmeriprise Financial Services, LLC$2512-19-2019
Barry Wayne TateKestra Investment Services, LLCAmeriprise Financial Services, LLC$5009-13-2019
Micah Kenneth KeelKestra Investment Services, LLCAmeriprise Financial Services, LLC06-21-2019
Stephen J MinconeKestra Investment Services, LLCAmeriprise Financial Services, LLC03-22-2019
Angelo Edward RomanKestra Investment Services, LLCAmeriprise Financial Services, LLC$5011-04-2016
Joseph Burton HallKestra Investment Services, LLCAmeriprise Financial Services, LLC09-19-2016
Howard Michael MeyersKestra Investment Services, LLCAmeriprise Financial Services, LLC11-03-2014
Mark Heath WoodwardKestra Investment Services, LLCAmeriprise Financial Services, LLC$1003-15-2013
Wilson Frederick RosebraughKestra Investment Services, LLCAmeriprise Financial Services, LLC10-09-2012
Cynthia Fran GrauerKestra Investment Services, LLCAmeriprise Financial Services, LLC$1509-07-2012
Bart Jonathan BryantKestra Investment Services, LLCAmeritas Investment Company, LLC03-23-2015
Matthew DefeliceKestra Investment Services, LLCAmeritas Investment Company, LLC$811-06-2012
Brandon Keith SherbertKestra Investment Services, LLCArgentus Securities, LLC06-26-2013
Billy Joe BralyKestra Investment Services, LLCAvantax Investment Services, Inc.01-05-2016
James Joseph Mahoney IIIKestra Investment Services, LLCAvantax Investment Services, Inc.01-10-2015
Ashby Woody PriceKestra Investment Services, LLCBB&T Securities, LLC09-22-2014
Vincent Paul SturmKestra Investment Services, LLCBFC Planning, Inc.09-30-2020
Anne-Marie LaboeKestra Investment Services, LLCBlackRock Investments, LLC09-16-2015
Jennifer E KastKestra Investment Services, LLCBrookstone Capital Management LLC08-24-2015
Thomas Francis ShumosicKestra Investment Services, LLCCadaret, Grant & Co., Inc.$15006-28-2017
Charles James WetzelKestra Investment Services, LLCCadaret, Grant & Co., Inc.$2506-28-2017
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Showing 1 to 25 of 608 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.