Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Vaughn SniderKestra Investment Services, LLCCetera Advisors LLC$15005-01-2009
Ronald Christopher LottridgeKestra Investment Services, LLCHornor, Townsend & Kent, LLC$2106-01-2009
Robert Paul MarcouxKestra Investment Services, LLCUBS Financial Services Inc.$10006-02-2009
Matthew John LarmannKestra Investment Services, LLCLarmann Matthew John$2508-04-2009
Daniel Joseph FioritoKestra Investment Services, LLCFirst Allied Securities, Inc.08-19-2009
Michael Davis ArpKestra Investment Services, LLCWells Fargo Clearing Services, LLC$609-04-2009
James Robert Winters JrKestra Investment Services, LLCMutual Service Corporation$1009-08-2009
Rebecca Charlotte CraigKestra Investment Services, LLCMedallion Investment Services, Inc.12-09-2009
Angela Marie TreffKestra Investment Services, LLCMedallion Advisory Services, LLC12-09-2009
David Scott AsherKestra Investment Services, LLCMedallion Investment Services, Inc.12-11-2009
Thomas Joseph Desiderio JrKestra Investment Services, LLCMedallion Investment Services, Inc.12-15-2009
Michael Anthony GuyKestra Investment Services, LLCMedallion Advisory Services, LLC01-04-2010
Thomas Joseph FoleyKestra Investment Services, LLCMedallion Advisory Services, LLC01-04-2010
David Allen RoperKestra Investment Services, LLCMedallion Advisory Services, LLC01-04-2010
Ann Thusius HooverKestra Investment Services, LLCMedallion Advisory Services, LLC01-07-2010
Gregory Jay ChebuskeKestra Investment Services, LLCSII Investments, Inc.01-11-2010
Chriss Lee Spires JrKestra Investment Services, LLCLincoln Financial Advisors Corporation$15002-01-2010
Herbert William MontoyaKestra Investment Services, LLCLincoln Financial Advisors Corporation02-16-2010
Trevor Douglas HarknessKestra Investment Services, LLCLincoln Financial Advisors Corporation$15002-23-2010
Kathleen Elizabeth CollinsKestra Investment Services, LLCTD Wealth Management Services Inc.$5003-01-2010
Robyn Elizabeth JamesonKestra Investment Services, LLCMML Investors Services, LLC03-01-2010
Kenneth Dewayne BrownKestra Investment Services, LLCMetLife Securities Inc.04-01-2010
Robert D DonnellyKestra Investment Services, LLCEquitable Advisors, LLC04-22-2010
Altair Miro GoboKestra Investment Services, LLCU.S. Financial Services, Llc06-02-2010
Gerard Thomas PapettiKestra Investment Services, LLCU.S. Financial Services, Llc$15006-02-2010
Next Page »

Showing 1 to 25 of 608 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.