Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Chriss Lee Spires Jr.Kestra Investment Services, LLCLincoln Financial Advisors Corporation02-01-2010
Robyn Elizabeth JamesonKestra Investment Services, LLCMML Investors Services, LLC$1003-01-2010
Douglas Lou DombeyKestra Investment Services, LLCLPL Financial LLC03-08-2010
Kenneth Dewayne BrownKestra Investment Services, LLCMetLife Securities Inc.04-01-2010
Chad Aaron HarperKestra Investment Services, LLCNYLIFE Securities LLC07-16-2010
Jack Wallman AbelKestra Investment Services, LLCMML Investors Services, LLC08-30-2010
Robert Thomas Woodward IKestra Investment Services, LLCMML Investors Services, LLC08-30-2010
Sterling David Jackson Jr.Kestra Investment Services, LLCFinancial Telesis Inc10-01-2010
Michael John VelinKestra Investment Services, LLCSecurian Financial Services, Inc.11-02-2010
Todd Nathan RobisonKestra Investment Services, LLCNorthwestern Mutual Investment Services, LLC04-27-2011
Scott M TurnerKestra Investment Services, LLCNYLIFE Securities LLC10-19-2011
Robert Edward NienaberKestra Investment Services, LLCBG Worldwide Securities, Inc.01-27-2012
David Louis FenelonKestra Investment Services, LLCLPL Financial LLC05-07-2012
James Brian Hebets IIKestra Investment Services, LLCMetLife Securities Inc.05-29-2012
Cynthia Fran GrauerKestra Investment Services, LLCAmeriprise Financial Services, Inc.09-07-2012
Joseph Andre DarracqKestra Investment Services, LLCLincoln Financial Advisors Corporation$10002-04-2013
Yuchuan WuKestra Investment Services, LLCTransamerica Financial Advisors, Inc06-06-2013
David Scott CochranKestra Investment Services, LLCSecurities America, Inc.01-15-2014
Craig Steven DeanKestra Investment Services, LLCSterling Asset Management, Llc01-16-2014
David Marc MizrahiKestra Investment Services, LLCWells Fargo Clearing Services, LLC02-04-2014
Philip AsheKestra Investment Services, LLCAXA Advisors, LLC02-10-2014
Brian Michael DanelianKestra Investment Services, LLCLPL Financial LLC$10002-28-2014
Krista Fredrickson MurrayKestra Investment Services, LLCLPL Financial LLC$10002-28-2014
Keith Richard BrandtKestra Investment Services, LLCLPL Financial LLC02-28-2014
Bradley John SaundersKestra Investment Services, LLCLPL Financial LLC02-28-2014
Next Page »

Showing 1 to 25 of 250 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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