Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aarikka Jean BurgessKestra Investment Services, LLCEquitable Advisors, LLC10-18-2017
Aaron M GordonKestra Investment Services, LLCSII Investments, Inc.$2407-21-2016
Adam R MurrayKestra Investment Services, LLCSEI Investments Distribution Co.10-24-2017
Adrian L JohnsonKestra Investment Services, LLCLPL Financial LLC04-04-2018
Aidan E ElliottKestra Investment Services, LLCJ.P. Morgan Securities LLC05-01-2019
Al F DevjiKestra Investment Services, LLCMML Investors Services, LLC05-01-2015
Alan Lewis MeltzerKestra Investment Services, LLCMML Investors Services, LLC02-28-2019
Alexander CastroKestra Investment Services, LLCForesters Financial Services, Inc.06-06-2019
Alexander John WallerichKestra Investment Services, LLCNYLIFE Securities LLC03-08-2017
Alfredo DipintoKestra Investment Services, LLCWells Fargo Clearing Services, LLC$10003-26-2018
Allan James ChappelleKestra Investment Services, LLCLPL Financial LLC12-15-2014
Allan Shelly OxmanKestra Investment Services, LLCOberlin Financial Corp.11-30-2010
Allen John HegenerKestra Investment Services, LLCStifel, Nicolaus & Company, Incorporated$5004-08-2019
Allison Clancy HudsonKestra Investment Services, LLCLPL Financial LLC$28802-21-2018
Altair Miro GoboKestra Investment Services, LLCU.S. Financial Services, Llc06-02-2010
Amber Leigh FlanaganKestra Investment Services, LLCNYLIFE Securities LLC05-12-2020
Andrew F Williams JrKestra Investment Services, LLCWFG Investments, Inc.08-23-2017
Andrew Hall PrevostKestra Investment Services, LLCMML Investors Services, LLC$2508-30-2010
Andrew Rutchik GardnerKestra Investment Services, LLCHornor, Townsend & Kent, LLC$2302-13-2019
Angela Marie TreffKestra Investment Services, LLCMedallion Advisory Services, LLC12-09-2009
Angela Marie ZiogasKestra Investment Services, LLCLPL Financial LLC12-14-2017
Angelo Edward RomanKestra Investment Services, LLCAmeriprise Financial Services, LLC$5011-04-2016
Ann Thusius HooverKestra Investment Services, LLCMedallion Advisory Services, LLC01-07-2010
Anna M SohmKestra Investment Services, LLCEquitable Advisors, LLC$1009-02-2016
Anne-Marie LaboeKestra Investment Services, LLCBlackRock Investments, LLC09-16-2015
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Showing 1 to 25 of 608 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.