Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zachary Michael TornquistKestra Investment Services, LLCKey Investment Services LLC10-16-2019
Zachary Joseph CapaldoKestra Investment Services, LLCMML Investors Services, LLC11-07-2016
Zachary Imes ButlerKestra Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-07-2020
Yuchuan WuKestra Investment Services, LLCTransamerica Financial Advisors, Inc06-06-2013
Yesenia CovarrubiasKestra Investment Services, LLCForesters Financial Services, Inc.04-30-2018
Yerandy Lazaro DelpradoregueraKestra Investment Services, LLCPrincipal Securities, Inc.07-24-2018
Wilson Frederick RosebraughKestra Investment Services, LLCAmeriprise Financial Services, LLC10-09-2012
William Thomas PainterKestra Investment Services, LLCCambridge Investment Research, Inc.08-12-2015
William Thomas French Jr.Kestra Investment Services, LLCFinancial Telesis Inc08-26-2014
William Stephen FazekasKestra Investment Services, LLCIndependent Financial Group, LLC02-02-2017
William R. QuinnKestra Investment Services, LLCRiverSource Distributors, Inc.11-13-2014
William R RassmanKestra Investment Services, LLCDeutsche Bank Securities Inc.11-04-2014
William Peter GardinerKestra Investment Services, LLCProEquities, Inc.12-12-2017
William Michael McDonaldKestra Investment Services, LLCNational Planning Corporation$110-27-2017
William Joseph KrivicichKestra Investment Services, LLCBruderman Brothers LLC$5008-21-2019
William John KalmerKestra Investment Services, LLCMML Investors Services, LLC08-30-2011
William Jerry Thompson Jr.Kestra Investment Services, LLCInvestacorp, Inc.09-18-2015
William Elliot KingKestra Investment Services, LLCWFG Investments, Inc.$5008-23-2017
William Edward BackesKestra Investment Services, LLCHouseholder Group Estate & Retirement Specialists$2510-17-2016
William E. Griggs IIIKestra Investment Services, LLCAmeriprise Financial Services, LLC$5002-18-2015
William Clayton SmithKestra Investment Services, LLCCenterpoint Advantage, LLC05-13-2013
William Christopher VasquezKestra Investment Services, LLCCUSO Financial Services, L.P.01-07-2011
William Chris DavisKestra Investment Services, LLCSII Investments, Inc.$4711-01-2017
Whitney Kendra LeeKestra Investment Services, LLCInvestacorp, Inc.09-10-2015
Wesley Graham LentzKestra Investment Services, LLCTransamerica Financial Advisors, Inc$10004-18-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.