Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian ThomasKestra Investment Services, LLCCambridge Investment Research, Inc.01-30-2020
Jeffrey SmithKestra Investment Services, LLCUBS Financial Services Inc.01-30-2020
Morrie SymsonKestra Investment Services, LLCUBS Financial Services Inc.02-04-2014
David MizrahiKestra Investment Services, LLCWells Fargo Clearing Services, LLC02-04-2014
Dean Jay HaalandKestra Investment Services, LLCLPL Financial LLC09-30-2020
Vincent Paul SturmKestra Investment Services, LLCBFC Planning, Inc.09-30-2020
Larry Robert KrmpotichKestra Investment Services, LLCStifel, Nicolaus & Company, Incorporated09-24-2020
Shaun Peter EckKestra Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-23-2020
Morgan A KellyKestra Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-04-2020
Kurt James SnyderKestra Investment Services, LLCNorthwestern Mutual Investment Services, LLC08-19-2020
Harvey Stuart BerkKestra Investment Services, LLCLPL Financial LLC08-17-2020
Jason David BerkKestra Investment Services, LLCLPL Financial LLC08-17-2020
Susanne Carol BednarzykKestra Investment Services, LLCRaymond James & Associates, Inc.08-11-2020
Mark David YadronKestra Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-06-2020
Michael Frederick WalstromKestra Investment Services, LLCMorgan Stanley07-01-2020
Yehuda Zalman GrossKestra Investment Services, LLCMorgan Stanley07-01-2020
Tyler R McKeanKestra Investment Services, LLCUBS Financial Services Inc.06-30-2020
George Fred Leupold JrKestra Investment Services, LLCSecurities America, Inc.05-27-2020
Amber Leigh FlanaganKestra Investment Services, LLCNYLIFE Securities LLC05-12-2020
Tyler Samuel BolyardKestra Investment Services, LLCWells Fargo Clearing Services, LLC05-06-2020
Walter Roland ValenzuelaKestra Investment Services, LLCHilltop Securities Inc.04-29-2020
Brian Christopher PerkinsKestra Investment Services, LLCCapFinancial Securities, LLC.04-27-2020
James Hunter Flack IIIKestra Investment Services, LLCProEquities, Inc.04-13-2020
William Christian LauterKestra Investment Services, LLCNorthwestern Mutual Investment Services, LLC04-06-2020
Vijay KrishnaswamyKestra Investment Services, LLCMML Investors Services, LLC03-20-2020
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Showing 1 to 25 of 608 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.