Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sally A. Brandt LiebKestra Investment Services, LLCKestra Investment Services, LLC02-05-2015
Ross Christian DahlofKestra Investment Services, LLCKestra Investment Services, LLC03-19-2010
Peter Michael FriendKestra Investment Services, LLCKestra Investment Services, LLC04-23-2009
Mayrely Janine FernandezKestra Investment Services, LLCKestra Investment Services, LLC01-03-2017
Matthew Lee JoinesKestra Investment Services, LLCKestra Investment Services, LLC09-22-2017
Mark A JohnsonKestra Investment Services, LLCKestra Investment Services, LLC$1007-05-2011
Joseph Richard Straus IIIKestra Investment Services, LLCKestra Investment Services, LLC03-18-2011
Jeffrey Sean YoderKestra Investment Services, LLCKestra Investment Services, LLC01-03-2017
Guy Michael CheathamKestra Investment Services, LLCKestra Investment Services, LLC08-22-2019
Fernando Alarcon SoteloKestra Investment Services, LLCKestra Investment Services, LLC11-21-2019
David Flynn BoyleKestra Investment Services, LLCKestra Investment Services, LLC04-05-2018
Daniel Patrick Mulheran Jr.Kestra Investment Services, LLCKestra Investment Services, LLC$15011-14-2011
Clay Thomas JohnsonKestra Investment Services, LLCKestra Investment Services, LLC09-30-2015
Catherine Shaner CarlockKestra Investment Services, LLCKestra Investment Services, LLC$711-22-2017
Benjamin Samuel OffitKestra Investment Services, LLCKestra Investment Services, LLC11-16-2018
Ann Young FenwickKestra Investment Services, LLCKestra Investment Services, LLC$10001-07-2019
Alexander Michael Panas IIIKestra Investment Services, LLCKestra Investment Services, LLC$5007-01-2019

Showing 1 to 17 of 17 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.