Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Douglas Lou DombeyKestra Investment Services, LLCLPL Financial LLC03-08-2010
Patrick Joel BarrettKestra Investment Services, LLCLPL Financial LLC05-13-2011
Michael Vincent PriviteraKestra Investment Services, LLCLPL Financial LLC12-09-2011
David Louis FenelonKestra Investment Services, LLCLPL Financial LLC$2505-07-2012
Kelly Michelle HarlowKestra Investment Services, LLCLPL Financial LLC08-13-2012
Christian Frederic TujoKestra Investment Services, LLCLPL Financial LLC01-28-2013
Mark Clarence BeckerKestra Investment Services, LLCLPL Financial LLC03-08-2013
Daniel Mark SchwambKestra Investment Services, LLCLPL Financial LLC05-15-2013
Matthew Dawson GranaiKestra Investment Services, LLCLPL Financial LLC08-22-2013
Kevin WebbKestra Investment Services, LLCLPL Financial LLC09-09-2013
Jason John BogaczykKestra Investment Services, LLCLPL Financial LLC11-18-2013
Christopher Todd WilhoitKestra Investment Services, LLCLPL Financial LLC$2512-11-2013
Jeffrey T. GueKestra Investment Services, LLCLPL Financial LLC12-13-2013
Matthew Gene SwansonKestra Investment Services, LLCLPL Financial LLC03-05-2014
Walter Lamond RussellKestra Investment Services, LLCLPL Financial LLC$1010-13-2014
James Irwin BriskKestra Investment Services, LLCLPL Financial LLC$5011-11-2014
Allan James ChappelleKestra Investment Services, LLCLPL Financial LLC$10012-15-2014
Kurt Allen PeavyKestra Investment Services, LLCLPL Financial LLC02-23-2015
David Aaron BleznakKestra Investment Services, LLCLPL Financial LLC04-23-2015
Donald James PhillipsKestra Investment Services, LLCLPL Financial LLC$5005-29-2015
James William RonnKestra Investment Services, LLCLPL Financial LLC$2505-29-2015
Robert James PhillipsKestra Investment Services, LLCLPL Financial LLC$1005-29-2015
Gregory Hagan CloughKestra Investment Services, LLCLPL Financial LLC$1009-01-2015
Robert Charles SwailsKestra Investment Services, LLCLPL Financial LLC$15010-30-2015
Raul Julian Reyes Jr.Kestra Investment Services, LLCLPL Financial LLC11-04-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.