Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ronald Christopher LottridgeKestra Investment Services, LLCHornor, Townsend & Kent, LLC06-01-2009
Robert Lee Holland Jr.Kestra Investment Services, LLCINVEST Financial Corporation$1003-24-2011
Kenneth Dean MartinelliKestra Investment Services, LLCOneAmerica Securities, Inc.12-01-2013
Daniel Robert HerzogKestra Investment Services, LLCFinancial Telesis Inc$10007-31-2014
Kristen Ann DeevyKestra Investment Services, LLCFinancial Telesis Inc08-08-2014
Sally A. Brandt LiebKestra Investment Services, LLCKestra Investment Services, LLC02-05-2015
Jennifer E. KastKestra Investment Services, LLCBrookstone Capital Management LLC08-24-2015
Joel Phillip KarbanKestra Investment Services, LLCCambridge Investment Research, Inc.05-15-2017
Simon Patrick Holme OhanlonKestra Investment Services, LLCWoodbury Financial Services, Inc.01-02-2018
Kevin Michael McmahonKestra Investment Services, LLCM Holdings Securities, Inc.02-01-2018
Sherri L. BlissKestra Investment Services, LLCEdward Jones$15004-16-2018
Larry Ronald BlairKestra Investment Services, LLCRoyal Alliance Associates, Inc.$3008-27-2018
Sharla Dae RountreeKestra Investment Services, LLCRoyal Alliance Associates, Inc.$5008-27-2018
Miles Bruce KesslerKestra Investment Services, LLCRoyal Alliance Associates, Inc.10-09-2018
Rian MorrisseyKestra Investment Services, LLCEdward Jones04-24-2019
Aidan E. ElliottKestra Investment Services, LLCJ.P. Morgan Securities LLC05-01-2019
Jennifer Ann PenaKestra Investment Services, LLCSagePoint Financial, Inc.01-29-2020
Nicholas George DanielKestra Investment Services, LLCLPL Financial LLC02-21-2020
Paul Andrew CaylorKestra Investment Services, LLCThrivent Investment Management Inc.$508-19-2020

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.