Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam R MurrayKestra Investment Services, LLCSEI Investments Distribution Co.10-24-2017
Angela Marie TreffKestra Investment Services, LLCMedallion Advisory Services, LLC$20012-09-2009
Ann Thusius HooverKestra Investment Services, LLCMedallion Advisory Services, LLC$25001-07-2010
Anne-Marie LaboeKestra Investment Services, LLCBlackRock Investments, LLC09-16-2015
Anthony John CoreaKestra Investment Services, LLCWoodbury Financial Services, Inc.03-12-2009
Benjamin Samuel OffitKestra Investment Services, LLCNorthwestern Mutual Investment Services, LLC$10003-02-2016
Brian Paul JarosinskiKestra Investment Services, LLCMetLife Securities Inc.$10012-02-2013
Bruce Clay FletcherKestra Investment Services, LLCSunTrust Investment Services, Inc.01-25-2012
Bryan Christopher BeamerKestra Investment Services, LLCRaymond James Financial Services, Inc.$10001-28-2014
Charles James WetzelKestra Investment Services, LLCCadaret, Grant & Co., Inc.$25006-28-2017
Christopher Allyn NordlundKestra Investment Services, LLCCRI Securities, LLC02-15-2018
Christopher Earl WassonKestra Investment Services, LLCStifel, Nicolaus & Company, Incorporated04-22-2014
Christopher Todd WilhoitKestra Investment Services, LLCLPL Financial LLC$25012-11-2013
Cynthia Hull BetsherKestra Investment Services, LLCNext Financial Group, Inc.$10002-15-2017
Darren Mitchell BraudeKestra Investment Services, LLCSecurities Service Network, LLC$50009-21-2018
David Allen RoperKestra Investment Services, LLCMedallion Advisory Services, LLC01-04-2010
David Richard MessinaKestra Investment Services, LLCCharles Schwab & Co., Inc.06-07-2018
David Scott AsherKestra Investment Services, LLCMedallion Investment Services, Inc.$10012-11-2009
Frederic Vincent FlowerKestra Investment Services, LLCMedallion Investment Services, Inc.$10012-15-2009
Howard Steven GartenhausKestra Investment Services, LLCMedallion Advisory Services, LLC$50011-24-2009
Jack Wallman AbelKestra Investment Services, LLCMML Investors Services, LLC$25008-30-2010
James Ross FoxenKestra Investment Services, LLCBrighthouse Securities, LLC$25012-22-2017
Johanna Lynne BathurstKestra Investment Services, LLCNext Financial Group, Inc.07-30-2010
John Mackay DepenbrockKestra Investment Services, LLCMML Investors Services, LLC08-30-2010
Jon LarranagaKestra Investment Services, LLCMML Investors Services, LLC08-30-2010
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Showing 1 to 25 of 46 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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