Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Lance Weimar JrKestra Investment Services, LLCNational Planning Corporation$16501-03-2011
Scott M TurnerKestra Investment Services, LLCNYLIFE Securities LLC10-19-2011
David Louis FenelonKestra Investment Services, LLCLPL Financial LLC$10005-07-2012
Cynthia Fran GrauerKestra Investment Services, LLCAmeriprise Financial Services, LLC$1509-07-2012
Philip AsheKestra Investment Services, LLCEquitable Advisors, LLC02-10-2014
Michael Campbell KettnerKestra Investment Services, LLCCitigroup Global Markets Inc.07-15-2014
Chad Aaron WilkinsonKestra Investment Services, LLCFinancial Telesis Inc08-14-2014
Howard Michael MeyersKestra Investment Services, LLCAmeriprise Financial Services, LLC11-03-2014
Shiraz Syed ZaidiKestra Investment Services, LLCJ.P. Morgan Securities LLC04-07-2015
Samuel Abraham EpsteinKestra Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-21-2015
Daniel Lee HalleKestra Investment Services, LLCFragasso Financial Advisors06-29-2015
Richard David SwansonKestra Investment Services, LLCMorgan Stanley$5007-31-2015
Eric Steven BlumencranzKestra Investment Services, LLCPark Avenue Securities LLC$5010-22-2015
Thomas ReaganKestra Investment Services, LLCFlynn Zito Capital Management, LLC11-06-2015
Christopher P FerraraKestra Investment Services, LLCRockwell Global Capital LLC$2512-08-2015
Todd Allen HynesKestra Investment Services, LLCHornor, Townsend & Kent, LLC$2506-01-2016
Joseph Burton HallKestra Investment Services, LLCAmeriprise Financial Services, LLC09-19-2016
Stephen LuzKestra Investment Services, LLCJPMorgan Chase & Co.$13001-19-2017
Patrick Michael McDonaldKestra Investment Services, LLCNational Planning Corporation10-02-2017
Eric Karl RosenbergerKestra Investment Services, LLCSummit Equities, Inc.01-17-2018
Daniel Charles SingerKestra Investment Services, LLCSummit Equities, Inc.02-08-2018
Eric Gregory MooreKestra Investment Services, LLCLPL Financial LLC$2502-21-2018
Allison Clancy HudsonKestra Investment Services, LLCLPL Financial LLC$28802-21-2018
Michael A Blake SrKestra Investment Services, LLCLPL Financial LLC02-21-2018
Rw Willdon Barnes JrKestra Investment Services, LLCMML Investors Services, LLC03-02-2018
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Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.