Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Wendy Pam ButzenKestra Investment Services, LLCMorgan Stanley03-23-2020
Richard Lewis Spencer IIIKestra Investment Services, LLCAvantax Investment Services, Inc.03-09-2020
Logan KerrKestra Investment Services, LLCCharles Schwab & Co., Inc.02-05-2020
Christine L. BarronKestra Investment Services, LLCJ.P. Morgan Securities LLC01-24-2020
Quentin Douglas ElliottKestra Investment Services, LLCCommonwealth Financial Network$5001-02-2020
Jeremy Michael SoboleskiKestra Investment Services, LLCCommonwealth Financial Network$1101-02-2020
Tiffany Marie KnoopKestra Investment Services, LLCCommonwealth Financial Network$5001-02-2020
Howard Timothy HudsonKestra Investment Services, LLCSagePoint Financial, Inc.$15012-11-2019
TF McCall JenkinsKestra Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-29-2019
Fernando Alarcon SoteloKestra Investment Services, LLCKestra Investment Services, LLC11-21-2019
Michael Francis WiercinskiKestra Investment Services, LLCWells Fargo Clearing Services, LLC11-15-2019
Brian Daniel TrentKestra Investment Services, LLCCharles Schwab & Co., Inc.10-14-2019
Barry Wayne TateKestra Investment Services, LLCAmeriprise Financial Services, LLC$5009-13-2019
James Robert Thompson Jr.Kestra Investment Services, LLCCornerstone Wealth Management, LLC$5008-22-2019
Ashley W. CaudleKestra Investment Services, LLCWoodbury Financial Services, Inc.$1008-22-2019
Mitchell Christian HerdKestra Investment Services, LLCCharles Schwab & Co., Inc.$5008-16-2019
Charles Eugene RoeKestra Investment Services, LLCSecurian Financial Services, Inc.$5008-01-2019
Brian N TobinKestra Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-09-2019
Richard Howard KudlerKestra Investment Services, LLCInnovation Partners LLC06-18-2019
Paul Sanford Faidley Jr.Kestra Investment Services, LLCRoyal Alliance Associates, Inc.05-06-2019
Christina L. FowlerKestra Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1004-12-2019
Alan Lewis MeltzerKestra Investment Services, LLCMML Investors Services, LLC02-28-2019
Marcus John HernandezKestra Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-28-2019
Frances Rutchik GardnerKestra Investment Services, LLCHornor, Townsend & Kent, LLC$2502-13-2019
Patrick Kincanon WallaceKestra Investment Services, LLCHornor, Townsend & Kent, LLC$5002-13-2019
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Showing 1 to 25 of 141 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.