Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Lewis MeltzerKestra Investment Services, LLCMML Investors Services, LLC$102-28-2019
Marcus John HernandezKestra Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-28-2019
Thomas Jacob TielburKestra Investment Services, LLCTransamerica Investors Securities Corporation09-27-2018
Michael Bradley MorganKestra Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-03-2018
Brian David DroletKestra Investment Services, LLCSagePoint Financial, Inc.$106-28-2018
Jeffrey Emil FilimonKestra Investment Services, LLCScottrade, Inc.05-29-2018
Bruce Kendall BattelKestra Investment Services, LLCWells Fargo Clearing Services, LLC04-25-2018
Nancy Garner HurstKestra Investment Services, LLCWells Fargo Clearing Services, LLC$15004-25-2018
Robert Luke YevchakKestra Investment Services, LLCWells Fargo Clearing Services, LLC$1,00004-25-2018
Elizabeth Anne SkrinakKestra Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-07-2018
Scott Rolland DarraghKestra Investment Services, LLCEdward Jones$15003-02-2018
Glenn Allen BlackwoodKestra Investment Services, LLCProEquities, Inc.01-19-2018
Eric Walter HilgenbergKestra Investment Services, LLCProEquities, Inc.01-04-2018
Carl Pultz Flanagan IIIKestra Investment Services, LLCSII Investments, Inc.$2501-03-2018
Martin Lynn FergusonKestra Investment Services, LLCInvestment Professionals, Inc.$15011-10-2017
Vincent Michael VegaKestra Investment Services, LLCInvestment Professionals, Inc.$5011-10-2017
Gary Rene SagarnagaKestra Investment Services, LLCGirard Securities, Inc.$5010-30-2017
Andrew F Williams Jr.Kestra Investment Services, LLCWFG Investments, Inc.$108-23-2017
Cheryl Ann StallingsKestra Investment Services, LLCLPL Financial LLC08-21-2017
Keith Andrew BorgfeldtKestra Investment Services, LLCNext Financial Group, Inc.$105-12-2017
Brian Wayne EckebergerKestra Investment Services, LLCLPL Financial LLC$2504-25-2017
Holly Elizabeth LovellKestra Investment Services, LLCLPL Financial LLC04-06-2017
Doher Joseph Ferris Sr.Kestra Investment Services, LLCWFG Investments, Inc.03-22-2017
Nina Sidoryanskaya KimberKestra Investment Services, LLCDFA Securities LLC02-22-2017
Carl Aaron DurdenKestra Investment Services, LLCVoya Financial Advisors, Inc.11-09-2016
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Showing 1 to 25 of 86 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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