Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Markus ByrdKestra Investment Services, LLCAmeriprise Financial Services, LLC$5002-20-2014
Barry Wayne TateKestra Investment Services, LLCAmeriprise Financial Services, LLC$5009-13-2019
Brandon Keith SherbertKestra Investment Services, LLCArgentus Securities, LLC06-26-2013
Billy Joe BralyKestra Investment Services, LLCAvantax Investment Services, Inc.01-05-2016
James Hampton WestbrooksKestra Investment Services, LLCCetera Advisor Networks LLC$25010-18-2018
Michael Hampton WestbrooksKestra Investment Services, LLCCetera Advisor Networks LLC$15010-18-2018
David Jason DuggerKestra Investment Services, LLCCetera Advisor Networks LLC10-18-2018
Daniel Emmett MaloneKestra Investment Services, LLCCetera Advisor Networks LLC10-18-2018
Logan KerrKestra Investment Services, LLCCharles Schwab & Co., Inc.02-05-2020
Brian Daniel TrentKestra Investment Services, LLCCharles Schwab & Co., Inc.10-14-2019
Mitchell Christian HerdKestra Investment Services, LLCCharles Schwab & Co., Inc.08-16-2019
Quentin Douglas ElliottKestra Investment Services, LLCCommonwealth Financial Network$5001-02-2020
Jeremy Michael SoboleskiKestra Investment Services, LLCCommonwealth Financial Network$1101-02-2020
Tiffany Marie KnoopKestra Investment Services, LLCCommonwealth Financial Network01-02-2020
James Robert Thompson JrKestra Investment Services, LLCCornerstone Wealth Management, LLC$5008-22-2019
Nina Sidoryanskaya KimberKestra Investment Services, LLCDFA Securities LLC02-22-2017
Patrick Ryan JohnsonKestra Investment Services, LLCFidelity Brokerage Services LLC08-05-2016
Kevin Donald GrantKestra Investment Services, LLCFinancial Telesis Inc$6109-26-2014
Gary Rene SagarnagaKestra Investment Services, LLCGirard Securities, Inc.$5010-30-2017
Melissa Lynne OakesKestra Investment Services, LLCGWFS Equities, Inc.04-05-2016
Frances Gardner Andrew Gardner Patrick WallaceKestra Investment Services, LLCHornor, Townsend & Kent, LLC$23502-13-2019
Frances Rutchik GardnerKestra Investment Services, LLCHornor, Townsend & Kent, LLC$2502-13-2019
Patrick Kincanon WallaceKestra Investment Services, LLCHornor, Townsend & Kent, LLC02-13-2019
Andrew Rutchik GardnerKestra Investment Services, LLCHornor, Townsend & Kent, LLC$2302-13-2019
Richard Howard KudlerKestra Investment Services, LLCInnovation Partners LLC06-18-2019
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Showing 1 to 25 of 63 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.