Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Barry Wayne TateKestra Investment Services, LLCAmeriprise Financial Services, Inc.$5009-13-2019
Angelo Edward RomanKestra Investment Services, LLCAmeriprise Financial Services, Inc.$5311-04-2016
Nina Sidoryanskaya KimberKestra Investment Services, LLCDFA Securities LLC02-22-2017
Scott Rolland DarraghKestra Investment Services, LLCEdward Jones$15003-02-2018
William Thomas French Jr.Kestra Investment Services, LLCFinancial Telesis Inc08-26-2014
Stuart Henry ScholtenKestra Investment Services, LLCFinancial Telesis Inc07-25-2014
Gary Rene SagarnagaKestra Investment Services, LLCGirard Securities, Inc.$5010-30-2017
Martin Lynn FergusonKestra Investment Services, LLCInvestment Professionals, Inc.$20011-10-2017
Vincent Michael VegaKestra Investment Services, LLCInvestment Professionals, Inc.11-10-2017
Brian Wayne EckebergerKestra Investment Services, LLCLPL Financial LLC$2504-25-2017
Holly Elizabeth LovellKestra Investment Services, LLCLPL Financial LLC04-06-2017
Joel Matthew RisenhooverKestra Investment Services, LLCLPL Financial LLC$1003-08-2017
Krista Fredrickson MurrayKestra Investment Services, LLCLPL Financial LLC$10002-28-2014
Bradley John SaundersKestra Investment Services, LLCLPL Financial LLC02-28-2014
Marcus John HernandezKestra Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-28-2019
Elizabeth Anne SkrinakKestra Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-07-2018
Alan Lewis MeltzerKestra Investment Services, LLCMML Investors Services, LLC02-28-2019
Keith Andrew BorgfeldtKestra Investment Services, LLCNext Financial Group, Inc.$6105-12-2017
Isaac Enrique StolarKestra Investment Services, LLCPNC Funds Distributor, LLC07-19-2019
Glenn Allen BlackwoodKestra Investment Services, LLCProEquities, Inc.01-19-2018
Eric Walter HilgenbergKestra Investment Services, LLCProEquities, Inc.01-04-2018
David Boling CothranKestra Investment Services, LLCProEquities, Inc.03-18-2014
Paul Sanford Faidley Jr.Kestra Investment Services, LLCRoyal Alliance Associates, Inc.05-06-2019
Brian David DroletKestra Investment Services, LLCSagePoint Financial, Inc.06-28-2018
Jeffrey Emil FilimonKestra Investment Services, LLCScottrade, Inc.05-29-2018
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Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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