Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Thomas French Jr.Kestra Investment Services, LLCFinancial Telesis Inc08-26-2014
Wendy Pam ButzenKestra Investment Services, LLCMorgan Stanley03-23-2020
Walter Lamond RussellKestra Investment Services, LLCLPL Financial LLC$1010-13-2014
Vincent Michael VegaKestra Investment Services, LLCInvestment Professionals, Inc.11-10-2017
Todd E. EichmanKestra Investment Services, LLCSecurities America, Inc.$2501-15-2014
Timothy Robert Norris BuzziniKestra Investment Services, LLCFinancial Telesis Inc08-11-2014
Tiffany Marie KnoopKestra Investment Services, LLCCommonwealth Financial Network$5001-02-2020
Thomas Jacob TielburKestra Investment Services, LLCTransamerica Investors Securities Corporation09-27-2018
Thomas Jack BonningtonKestra Investment Services, LLCSecurian Financial Services, Inc.08-14-2018
TF McCall JenkinsKestra Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-29-2019
Terry S SawchukKestra Investment Services, LLCSII Investments, Inc.08-18-2014
Stuart Henry ScholtenKestra Investment Services, LLCFinancial Telesis Inc07-25-2014
Steven Paul Gallo Sr.Kestra Investment Services, LLCU.S. Financial Services, Llc$1006-02-2010
Stanley VuongKestra Investment Services, LLCAXA Advisors, LLC02-08-2019
Shawn Stephen HendersonKestra Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-30-2017
Shawn A. GordonKestra Investment Services, LLCCharles Schwab & Co., Inc.01-06-2015
Shannon Marie TaylorKestra Investment Services, LLCBBVA Securities Inc.12-17-2013
Selena KrampotaKestra Investment Services, LLCVoya Financial Advisors, Inc.11-09-2016
Scott Rolland DarraghKestra Investment Services, LLCEdward Jones03-02-2018
Ryan Bradley WilliamsKestra Investment Services, LLCWFG Investments, Inc.08-08-2014
Ronald Meade JohnstonKestra Investment Services, LLCSecurities America, Inc.01-15-2014
Roman Cordell McDonaldKestra Investment Services, LLCNew England Securities$15008-15-2013
Robert Luke YevchakKestra Investment Services, LLCWells Fargo Clearing Services, LLC$1,00004-25-2018
Robert Daniel ShafferKestra Investment Services, LLCRBC Capital Markets, LLC$5005-04-2015
Robert Charles DaumKestra Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-28-2017
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Showing 1 to 25 of 141 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.