Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Wendy Pam ButzenKestra Investment Services, LLCMorgan Stanley03-23-2020
Richard Lewis Spencer IIIKestra Investment Services, LLCAvantax Investment Services, Inc.03-09-2020
Logan KerrKestra Investment Services, LLCCharles Schwab & Co., Inc.02-05-2020
Christine L. BarronKestra Investment Services, LLCJ.P. Morgan Securities LLC01-24-2020
TF McCall JenkinsKestra Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-29-2019
Fernando Alarcon SoteloKestra Investment Services, LLCKestra Investment Services, LLC11-21-2019
Michael Francis WiercinskiKestra Investment Services, LLCWells Fargo Clearing Services, LLC11-15-2019
Brian Daniel TrentKestra Investment Services, LLCCharles Schwab & Co., Inc.10-14-2019
Brian N TobinKestra Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-09-2019
Richard Howard KudlerKestra Investment Services, LLCInnovation Partners LLC06-18-2019
Paul Sanford Faidley Jr.Kestra Investment Services, LLCRoyal Alliance Associates, Inc.05-06-2019
Alan Lewis MeltzerKestra Investment Services, LLCMML Investors Services, LLC02-28-2019
Marcus John HernandezKestra Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-28-2019
Stanley VuongKestra Investment Services, LLCAXA Advisors, LLC02-08-2019
Daniel Emmett MaloneKestra Investment Services, LLCCetera Advisor Networks LLC10-18-2018
Thomas Jacob TielburKestra Investment Services, LLCTransamerica Investors Securities Corporation09-27-2018
Blake Allen HiettKestra Investment Services, LLCStrategic Advisers LLC08-23-2018
John E. HarmanKestra Investment Services, LLCQuestar Capital Corporation08-21-2018
Thomas Jack BonningtonKestra Investment Services, LLCSecurian Financial Services, Inc.08-14-2018
David Michael WorkmanKestra Investment Services, LLCJ.P. Morgan Securities LLC08-08-2018
Brian David DroletKestra Investment Services, LLCSagePoint Financial, Inc.06-28-2018
Edward Gustave Minnich Jr.Kestra Investment Services, LLCCambridge Investment Research, Inc.05-29-2018
Jeffrey Emil FilimonKestra Investment Services, LLCScottrade, Inc.05-29-2018
John W. RobinsonKestra Investment Services, LLCNYLIFE Securities LLC04-13-2018
Elizabeth Anne SkrinakKestra Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-07-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.