Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
T.F. M JenkinsKestra Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-29-2019
Michael Francis WiercinskiKestra Investment Services, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)11-15-2019
James Aloysius McMahon IIIKestra Investment Services, LLCStifel, Nicolaus & Company, Incorporated10-30-2019
Brian Daniel TrentKestra Investment Services, LLCCharles Schwab & Co., Inc.10-14-2019
Isaac Enrique StolarKestra Investment Services, LLCPNC Funds Distributor, LLC07-19-2019
Brian TobinKestra Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-09-2019
Richard Howard KudlerKestra Investment Services, LLCInnovation Partners LLC06-18-2019
Stanley VuongKestra Investment Services, LLCAXA Advisors, LLC02-08-2019
Daniel Emmett MaloneKestra Investment Services, LLCCetera Advisor Networks LLC10-18-2018
Thomas Jacob TielburKestra Investment Services, LLCTransamerica Investors Securities Corporation09-27-2018
JOHN EARL HARMANKestra Investment Services, LLCQuestar Capital Corporation08-21-2018
Thomas Jack BonningtonKestra Investment Services, LLCSecurian Financial Services, Inc.08-14-2018
David Michael WorkmanKestra Investment Services, LLCJ.P. Morgan Securities LLC08-08-2018
Edward Gustave Minnich Jr.Kestra Investment Services, LLCCambridge Investment Research, Inc.05-29-2018
Jeffrey Emil FilimonKestra Investment Services, LLCScottrade, Inc.05-29-2018
John W. RobinsonKestra Investment Services, LLCNYLIFE Securities LLC04-13-2018
Glenn Allen BlackwoodKestra Investment Services, LLCProEquities, Inc.01-19-2018
Eric Walter HilgenbergKestra Investment Services, LLCProEquities, Inc.01-04-2018
Amy Beth StrappKestra Investment Services, LLCProEquities, Inc.01-04-2018
Shawn Stephen HendersonKestra Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-30-2017
Keith David SolomonKestra Investment Services, LLCLincoln Financial Securities Corporation10-19-2017
Cheryl Ann StallingsKestra Investment Services, LLCLPL Financial LLC08-21-2017
David D Corley IIIKestra Investment Services, LLCPark Avenue Securities LLC04-26-2017
Austin Clint SmithKestra Investment Services, LLCLPL Financial LLC04-13-2017
Holly Elizabeth LovellKestra Investment Services, LLCLPL Financial LLC04-06-2017
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Showing 1 to 25 of 137 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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