Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Bradford BarryKestra Investment Services, LLCLockton Financial Advisors, LLC06-13-2019
Kevin James BatesKestra Investment Services, LLCAXA Advisors, LLC$10006-10-2019
Donna Mary NaddafKestra Investment Services, LLCAXA Advisors, LLC$2506-10-2019
Daniel Robert TaylorKestra Investment Services, LLCAXA Advisors, LLC06-10-2019
Konstantina G CastroKestra Investment Services, LLCForesters Financial Services, Inc.$5006-06-2019
Alexander CastroKestra Investment Services, LLCForesters Financial Services, Inc.06-06-2019
Kile C. WeaverKestra Investment Services, LLCForesters Financial Services, Inc.06-06-2019
Nicolaas Pieter Doelman Jr.Kestra Investment Services, LLCLPL Financial LLC$1005-21-2019
Roger Dale GaddisKestra Investment Services, LLCLPL Financial LLC05-20-2019
Leigh Ann GaddisKestra Investment Services, LLCLPL Financial LLC05-20-2019
Arlene Lara DimitianKestra Investment Services, LLCForesters Financial Services, Inc.$2005-20-2019
Claudia Andreina HerreraKestra Investment Services, LLCForesters Financial Services, Inc.05-20-2019
Derek Jonathon HinesKestra Investment Services, LLCLPL Financial LLC05-20-2019
Diane Bennett MedleyKestra Investment Services, LLCMWM ADVISORY05-16-2019
Joshua Floyd BlackKestra Investment Services, LLCWoodbury Financial Services, Inc.05-15-2019
Paul Sanford Faidley Jr.Kestra Investment Services, LLCRoyal Alliance Associates, Inc.05-06-2019
Mark Kenneth VigilKestra Investment Services, LLCMorgan Stanley$5005-02-2019
Dennis William LaughlinKestra Investment Services, LLCUBS Financial Services Inc.$1005-01-2019
Mark Franklin BaileyKestra Investment Services, LLCNYLIFE Securities LLC05-01-2019
Thomas Gordon DoncasterKestra Investment Services, LLCIndependent Financial Group, LLC$5005-01-2019
Michelle Matthias MerkelKestra Investment Services, LLCPrincipal Securities, Inc.$5005-01-2019
Brian William LaughlinKestra Investment Services, LLCUBS Financial Services Inc.$4505-01-2019
Eugene Brendan McCarthy IIIKestra Investment Services, LLCUBS Financial Services Inc.05-01-2019
John Everette StreetKestra Investment Services, LLCNavy Federal Brokerage Services, LLC$15005-01-2019
Aidan E. ElliottKestra Investment Services, LLCJ.P. Morgan Securities LLC05-01-2019
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Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.