Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Anthony GraverKestra Investment Services, LLCGlobal Retirement Partners LLC03-20-2019
Stephen J MinconeKestra Investment Services, LLCAmeriprise Financial Services, LLC03-22-2019
Stephen Michael LukinovichKestra Investment Services, LLCMWM Advisory03-26-2019
Victoria Dohrman BusterKestra Investment Services, LLCMWM ADVISORY03-26-2019
Steven D KerrickKestra Investment Services, LLCMWM Advisory03-26-2019
Robert Bennett KeaseyKestra Investment Services, LLCRobert W. Baird & Co. Incorporated$5004-05-2019
Allen John HegenerKestra Investment Services, LLCStifel, Nicolaus & Company, Incorporated$5004-08-2019
Jeremy Don WoodKestra Investment Services, LLCParkland Securities, LLC04-10-2019
Rian MorrisseyKestra Investment Services, LLCEdward Jones04-24-2019
Caleb Wayne VaughanKestra Investment Services, LLCProEquities, Inc.$25004-25-2019
Dennis William LaughlinKestra Investment Services, LLCUBS Financial Services Inc.05-01-2019
Mark Franklin BaileyKestra Investment Services, LLCNYLIFE Securities LLC05-01-2019
Michelle Matthias MerkelKestra Investment Services, LLCPrincipal Securities, Inc.05-01-2019
Brian William LaughlinKestra Investment Services, LLCUBS Financial Services Inc.$4505-01-2019
Eugene Brendan McCarthy IIIKestra Investment Services, LLCUBS Financial Services Inc.05-01-2019
Aidan E ElliottKestra Investment Services, LLCJ.P. Morgan Securities LLC05-01-2019
Mark Kenneth VigilKestra Investment Services, LLCMorgan Stanley$5005-02-2019
Paul Sanford Faidley JrKestra Investment Services, LLCRoyal Alliance Associates, Inc.05-06-2019
Joshua Floyd BlackKestra Investment Services, LLCWoodbury Financial Services, Inc.05-15-2019
Diane Bennett MedleyKestra Investment Services, LLCMWM ADVISORY$2505-16-2019
Roger Dale GaddisKestra Investment Services, LLCLPL Financial LLC05-20-2019
Leigh Ann GaddisKestra Investment Services, LLCLPL Financial LLC05-20-2019
Arlene Lara DimitianKestra Investment Services, LLCForesters Financial Services, Inc.$2005-20-2019
Claudia Andreina HerreraKestra Investment Services, LLCForesters Financial Services, Inc.05-20-2019
Derek Jonathon HinesKestra Investment Services, LLCLPL Financial LLC05-20-2019
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Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.