Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Raymond Catipon AbracosaKestra Investment Services, LLCLPL Financial LLC$1,00007-11-2019
Patrick Francis VelascoKestra Investment Services, LLCLPL Financial LLC07-11-2019
Jose Ovidio Perez Jr.Kestra Investment Services, LLCLPL Financial LLC07-11-2019
Brian N TobinKestra Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-09-2019
Danielle M WilcoxKestra Investment Services, LLCNorthwestern Mutual Investment Services, LLC07-09-2019
Alexander Michael Panas IIIKestra Investment Services, LLCKestra Investment Services, LLC$5007-01-2019
Joshua Blake MurphyKestra Investment Services, LLCMorgan Stanley06-25-2019
Micah Kenneth KeelKestra Investment Services, LLCAmeriprise Financial Services, LLC$10006-21-2019
Richard Howard KudlerKestra Investment Services, LLCInnovation Partners LLC06-18-2019
Daniel Bradford BarryKestra Investment Services, LLCLockton Financial Advisors, LLC06-13-2019
Kevin James BatesKestra Investment Services, LLCAXA Advisors, LLC$10006-10-2019
Donna Mary NaddafKestra Investment Services, LLCAXA Advisors, LLC$2506-10-2019
Daniel Robert TaylorKestra Investment Services, LLCAXA Advisors, LLC06-10-2019
Konstantina G CastroKestra Investment Services, LLCForesters Financial Services, Inc.$5006-06-2019
Alexander CastroKestra Investment Services, LLCForesters Financial Services, Inc.06-06-2019
Kile C. WeaverKestra Investment Services, LLCForesters Financial Services, Inc.06-06-2019
Nicolaas Pieter Doelman Jr.Kestra Investment Services, LLCLPL Financial LLC$1005-21-2019
Roger Dale GaddisKestra Investment Services, LLCLPL Financial LLC05-20-2019
Leigh Ann GaddisKestra Investment Services, LLCLPL Financial LLC05-20-2019
Arlene Lara DimitianKestra Investment Services, LLCForesters Financial Services, Inc.$2005-20-2019
Claudia Andreina HerreraKestra Investment Services, LLCForesters Financial Services, Inc.05-20-2019
Derek Jonathon HinesKestra Investment Services, LLCLPL Financial LLC05-20-2019
Diane Bennett MedleyKestra Investment Services, LLCMWM ADVISORY05-16-2019
Joshua Floyd BlackKestra Investment Services, LLCWoodbury Financial Services, Inc.05-15-2019
Paul Sanford Faidley Jr.Kestra Investment Services, LLCRoyal Alliance Associates, Inc.05-06-2019
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Showing 1 to 25 of 36 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.