Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Barry Wayne TateKestra Investment Services, LLCAmeriprise Financial Services, Inc.$50009-13-2019
Ashley W. CaudleKestra Investment Services, LLCWoodbury Financial Services, Inc.$10008-22-2019
James Robert Thompson Jr.Kestra Investment Services, LLCCornerstone Wealth Management, LLC$50008-22-2019
Mitchell Christian HerdKestra Investment Services, LLCCharles Schwab & Co., Inc.$50008-16-2019
Gerard Joseph MiserendinoKestra Investment Services, LLCAXA Advisors, LLC08-08-2019
Susan Clayton MooreKestra Investment Services, LLCLPL Financial LLC$90008-06-2019
Christopher Scott StallingsKestra Investment Services, LLCLPL Financial LLC08-06-2019
Jeremiah Charles LorenzKestra Investment Services, LLCWoodbury Financial Services, Inc.$25008-05-2019
Troy Lee FlinnKestra Investment Services, LLCCambridge Investment Research, Inc.$15008-01-2019
Charles Eugene RoeKestra Investment Services, LLCSecurian Financial Services, Inc.$50008-01-2019
Brenda Renee HaasKestra Investment Services, LLCMorgan Stanley08-01-2019
Mary Margaret KastelbergKestra Investment Services, LLCCambridge Investment Research, Inc.08-01-2019
Ellis Y. MillerKestra Investment Services, LLCThe O.N. Equity Sales Company$25007-25-2019
John Robert MullettKestra Investment Services, LLCThe O.N. Equity Sales Company07-25-2019
Elizabeth Kate HandKestra Investment Services, LLCThe O.N. Equity Sales Company07-25-2019
Clinton David MillerKestra Investment Services, LLCThe O.N. Equity Sales Company07-25-2019
Isaac Enrique StolarKestra Investment Services, LLCPNC Funds Distributor, LLC07-19-2019
Raymond Catipon AbracosaKestra Investment Services, LLCLPL Financial LLC$10007-11-2019
Patrick Francis VelascoKestra Investment Services, LLCLPL Financial LLC07-11-2019
Jose Ovidio Perez Jr.Kestra Investment Services, LLCLPL Financial LLC07-11-2019
Brian TobinKestra Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-09-2019
Danielle M WilcoxKestra Investment Services, LLCNorthwestern Mutual Investment Services, LLC07-09-2019
Joshua Blake MurphyKestra Investment Services, LLCMorgan Stanley06-25-2019
Micah Kenneth KeelKestra Investment Services, LLCAmeriprise Financial Services, Inc.$10006-21-2019

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.