Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathan MolinaKey Investment Services LLCJ.P. Morgan Securities LLC04-20-2020
Daniel TelaakKey Investment Services LLCAXA Advisors, LLC04-17-2020
Kevin Wah CollinsKey Investment Services LLCWells Fargo Clearing Services, LLC04-08-2020
William Lewis OverstreetKey Investment Services LLCEdward Jones04-02-2020
Luis CabralKey Investment Services LLCHSBC Securities (USA) Inc.03-26-2020
Peter Anton DobleKey Investment Services LLCPFS Investments Inc.03-17-2020
Kellie Marie ZimaKey Investment Services LLCInfinex Investments, Inc.02-28-2020
Bonnie Nicoletta CannonKey Investment Services LLCThe Huntington Investment Company02-27-2020
Heather Nicole CarlsonKey Investment Services LLCJ.P. Morgan Securities LLC02-27-2020
Shaun BordenKey Investment Services LLCCetera Advisor Networks LLC02-21-2020
Richard Wesley Fisher Jr.Key Investment Services LLCJ.P. Morgan Securities LLC02-20-2020
Billie Jo McwilliamsKey Investment Services LLCInfinex Investments, Inc.02-20-2020
Nathaniel Greenman DanforthKey Investment Services LLCInfinex Investments, Inc.02-19-2020
Patrick HoranKey Investment Services LLCCitizens Securities, Inc.02-18-2020
Brandon Anthony WilliamsKey Investment Services LLCCitizens Securities, Inc.01-29-2020
Philip Grant ParkerKey Investment Services LLCInfinex Investments, Inc.01-28-2020
David Robert BeamKey Investment Services LLCTIAA-CREF Individual & Institutional Services, LLC01-27-2020
Nicholas Sean DuelferKey Investment Services LLCSantander Securities LLC01-27-2020
Mario A JimenezKey Investment Services LLCHSBC Securities (USA) Inc.01-16-2020
Christopher Luke SoteloKey Investment Services LLCJ.P. Morgan Securities LLC01-15-2020
Mcewan Gray Henderson VKey Investment Services LLCJ.P. Morgan Securities LLC01-07-2020
Gina Marie Bert-ZattoKey Investment Services LLCCitizens Securities, Inc.12-20-2019
Gloria B. Valencia FariasKey Investment Services LLCJ.P. Morgan Securities LLC12-20-2019
Sabra May PitkinKey Investment Services LLCJ.P. Morgan Securities LLC12-19-2019
Sara Delmonico VitelliKey Investment Services LLCWells Fargo Clearing Services, LLC12-19-2019
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Showing 1 to 25 of 808 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.