Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathan A. MillerKey Investment Services LLCCitizens Securities, Inc.$501-05-2009
Kirre Ann CaiazzaKey Investment Services LLCHSBC Securities (USA) Inc.01-05-2009
Katie J. ReevesKey Investment Services LLCNatcity Investments, Inc.01-15-2009
Matthew Mark KofronKey Investment Services LLCWamu Investments, Inc.01-23-2009
Andrea L GaetanoKey Investment Services LLCHSBC Securities (USA) Inc.$2501-26-2009
Michael C. FordKey Investment Services LLCChase Investment Services Corp.02-04-2009
Jessica Ashley SmileyKey Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-12-2009
Jeffrey David MucciaroneKey Investment Services LLCChase Investment Services Corp.02-17-2009
Elaine B GeorgeKey Investment Services LLCUvest Financial Services Group, Inc.02-20-2009
Tanya K RangeKey Investment Services LLCWamu Investments, Inc.03-02-2009
Neil Scott LindemannKey Investment Services LLCChase Investment Services Corp.03-06-2009
Robert William MckinnonKey Investment Services LLCO'Keefe Shaw & Co., Inc.$1003-17-2009
Debora Ann BeaudinKey Investment Services LLCWoodbury Financial Services, Inc.03-17-2009
Linda J ChristyKey Investment Services LLCChase Investment Services Corp.03-24-2009
Timothy John PesterKey Investment Services LLCChase Investment Services Corp.04-07-2009
Derek Louis SausaKey Investment Services LLCChase Investment Services Corp.04-07-2009
Karen Lee DavisKey Investment Services LLCInvestment Centers of America, Inc.04-13-2009
Scott Robert DoughtyKey Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-20-2009
Patrick Matthew HaleKey Investment Services LLCSII Investments, Inc.04-22-2009
James Edward GraciaKey Investment Services LLCWells Fargo Clearing Services, LLC05-04-2009
Jason Yong PangKey Investment Services LLCU.S. Bancorp Investments, Inc.05-04-2009
Trent Jared CunninghamKey Investment Services LLCBanc of America Investment Services, Inc.05-04-2009
Scott Robert DancygerKey Investment Services LLCKern, Suslow Securities, Inc.05-13-2009
Sergei Borisovich VassilenkoKey Investment Services LLCCurian Capital, LLC05-21-2009
Shelly A. ThomasKey Investment Services LLCUBS Financial Services Inc.06-02-2009
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Showing 1 to 25 of 808 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.