Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph J. BadolatoKey Investment Services LLCCitizens Securities, Inc.01-12-2016
Shane Patrick RileyKey Investment Services LLCJ.P. Morgan Securities LLC01-19-2016
Richard Lee Church IIIKey Investment Services LLCLPL Financial LLC02-12-2016
Joseph I. DiamondKey Investment Services LLCMML Investors Services, LLC02-16-2016
Valerie Jeanne DillionKey Investment Services LLCState Farm VP Management Corp.02-18-2016
Eric David FarnsworthKey Investment Services LLCAmeriprise Financial Services, Inc.02-24-2016
Jeffrey Michael PetersKey Investment Services LLCFifth Third Securities, Inc.03-03-2016
Devan Peter ChrisikosKey Investment Services LLCAXA Advisors, LLC03-09-2016
Lissette Maftoun-SemnaniKey Investment Services LLCU.S. Bancorp Investments, Inc.03-11-2016
Steven David ValeKey Investment Services LLCThe Huntington Investment Company$10803-29-2016
Jeffrey David ShrivesKey Investment Services LLCWaddell & Reed04-20-2016
Nicholas John GrandominicoKey Investment Services LLCFifth Third Securities, Inc.04-21-2016
Bradley Julius SkibaKey Investment Services LLCJ.P. Morgan Securities LLC04-29-2016
Christian R MooreKey Investment Services LLCNorthwestern Mutual Investment Services, LLC05-11-2016
David A DongesKey Investment Services LLCCitizens Securities, Inc.05-17-2016
Jordan David YoungKey Investment Services LLCNorthwestern Mutual Investment Services, LLC06-07-2016
Tricia M. KaufmanKey Investment Services LLCJ.P. Morgan Securities LLC08-03-2016
Kevin James NashburnKey Investment Services LLCForesters Financial Services, Inc.08-15-2016
Gregory J. RileyKey Investment Services LLCCitizens Securities, Inc.08-22-2016
Kevin Patrick SmithKey Investment Services LLCThe Huntington Investment Company08-23-2016
Lacy J. BakerKey Investment Services LLCWells Fargo Clearing Services, LLC08-25-2016
Uchenna Victor AmakomKey Investment Services LLCCsfbdirect, Inc.08-30-2016
Christopher D. MerrillKey Investment Services LLCThe Huntington Investment Company09-19-2016
Robert LucarelliKey Investment Services LLCLPL Financial LLC$1,50009-21-2016
George R. BelloKey Investment Services LLCLPL Financial LLC$8409-21-2016
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Showing 101 to 125 of 238 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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