Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kirre Ann CaiazzaKey Investment Services LLCHSBC Securities (USA) Inc.01-05-2009
Michael C. FordKey Investment Services LLCChase Investment Services Corp.02-04-2009
Tanya K RangeKey Investment Services LLCWamu Investments, Inc.03-02-2009
Debora Ann BeaudinKey Investment Services LLCWoodbury Financial Services, Inc.03-17-2009
Karen Lee DavisKey Investment Services LLCInvestment Centers of America, Inc.04-13-2009
Trent Jared CunninghamKey Investment Services LLCBanc of America Investment Services, Inc.05-04-2009
Kristie Lynn GarzaKey Investment Services LLCChase Investment Services Corp.07-27-2009
Darin Michael RingKey Investment Services LLCChase Investment Services Corp.09-14-2009
William Mcpherson Browning IIIKey Investment Services LLCAmeriprise Financial Services, Inc.10-12-2009
Carol Lynn SchulerKey Investment Services LLCInfinex Investments, Inc.10-19-2009
Dean Curtis HustonKey Investment Services LLCNatcity Investments, Inc.11-16-2009
Matthew David CarinoKey Investment Services LLCThe Huntington Investment Company12-16-2009
Edward James McKinneyKey Investment Services LLCThe Huntington Investment Company01-04-2010
Michael D. CarterKey Investment Services LLCNatcity Investments, Inc.01-05-2010
William Newell BernardiKey Investment Services LLCFifth Third Securities, Inc.01-22-2010
George Lawrence Michalke Jr.Key Investment Services LLCAmfin Investment Services, Inc.$5004-29-2010
Danial Scott AndersonKey Investment Services LLCMorgan Stanley05-10-2010
Joel Michael WilsonKey Investment Services LLCChase Investment Services Corp.05-21-2010
Ronald Roy ZeppernickKey Investment Services LLCPNC Investments07-12-2010
Frank Edward RoylanceKey Investment Services LLCHalliday Financial, LLC07-26-2010
John P. MinnilloKey Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-25-2010
Donna M SudynKey Investment Services LLCCitizens Securities, Inc.10-05-2010
Kathleen Ann VeselyKey Investment Services LLCChase Investment Services Corp.10-18-2010
David James IsaacsKey Investment Services LLCEdward Jones11-29-2010
Hyon Yong KimKey Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2010
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Showing 1 to 25 of 238 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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