Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kara M. PresnellKey Investment Services LLCJ.P. Morgan Securities LLC07-19-2019
Alan SoirefmanKey Investment Services LLCJ.P. Morgan Securities LLC07-17-2019
Michael Nicholas LewisKey Investment Services LLCForesters Financial Services, Inc.07-17-2019
Jared Michael SmithKey Investment Services LLCM&T Securities, Inc.06-20-2019
Samuel August FasoneKey Investment Services LLCThe Huntington Investment Company06-17-2019
Eric Wayne MontgomeryKey Investment Services LLCFirst Command Financial Planning, Inc.05-13-2019
Darron SistrunkKey Investment Services LLCThe Huntington Investment Company03-28-2019
Joshua Allen SmailKey Investment Services LLCSigma Financial Corporation03-15-2019
Stephen Daniel GouldKey Investment Services LLCCitizens Securities, Inc.03-05-2019
Paul Michael BryanKey Investment Services LLCJ.P. Morgan Securities LLC02-22-2019
Kamil ShakraKey Investment Services LLCUSAA Investment Management Company02-14-2019
Matthew J RichertKey Investment Services LLCNorthwestern Mutual Investment Services, LLC01-28-2019
Alexander Steven MillsKey Investment Services LLCAXA Advisors, LLC01-28-2019
Julien Henri LevequeKey Investment Services LLCJ.P. Morgan Securities LLC01-09-2019
Noah MinkKey Investment Services LLCCitigroup Global Markets Inc.12-17-2018
Robert Andrew CohenKey Investment Services LLCWedbush Securities Inc.10-29-2018
Sean C. HillisKey Investment Services LLCBancWest Investment Services, Inc.09-27-2018
Gagan SinghKey Investment Services LLCTIAA-CREF Individual & Institutional Services, LLC09-25-2018
Daniel Vladimirovich ZamoshnikovKey Investment Services LLCWaddell & Reed09-20-2018
Steven Francisco CallejasKey Investment Services LLCCitizens Securities, Inc.08-27-2018
Keith KohlmannKey Investment Services LLCNorthwestern Mutual Investment Services, LLC08-20-2018
Michael G. LiskayKey Investment Services LLCFifth Third Securities, Inc.08-15-2018
Nicholas Paul CosentinoKey Investment Services LLCPruco Securities, LLC.08-14-2018
Chris G. DunkelKey Investment Services LLCThe Huntington Investment Company07-18-2018
Marlon D. MarchKey Investment Services LLCPeople's Securities, Inc.07-09-2018
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Showing 1 to 25 of 238 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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