Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gina Rene RicksKey Investment Services LLCMorgan Stanley$50001-15-2010
Henry G KolbKey Investment Services LLCMorgan Stanley$10001-20-2010
Danial Scott AndersonKey Investment Services LLCMorgan Stanley05-10-2010
Jason Ryan AndersenKey Investment Services LLCMorgan Stanley10-18-2010
Lori Cheryl SilversteinKey Investment Services LLCMorgan Stanley$50007-01-2011
Aaron Matthew NelsonKey Investment Services LLCMorgan Stanley$10002-08-2012
Daniel David KloucekKey Investment Services LLCMorgan Stanley08-26-2014
Patrick J NelsonKey Investment Services LLCMorgan Stanley03-13-2015
Traci Jo UnderhillKey Investment Services LLCMorgan Stanley07-25-2016
Nathanael LeveilleKey Investment Services LLCMorgan Stanley11-02-2017
Shawn Raymond BurgerKey Investment Services LLCMorgan Stanley09-03-2019

Showing 1 to 11 of 11 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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