Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Antoniya Georgieva GospodinovKey Investment Services LLCWells Fargo Clearing Services, LLC05-05-2020
Stanislava Stancheva StanevaKey Investment Services LLCWells Fargo Clearing Services, LLC04-28-2020
Kevin Wah CollinsKey Investment Services LLCWells Fargo Clearing Services, LLC04-08-2020
Sara Delmonico VitelliKey Investment Services LLCWells Fargo Clearing Services, LLC12-19-2019
Richard KumiKey Investment Services LLCWells Fargo Clearing Services, LLC07-12-2019
Samuel Paxton PulliamKey Investment Services LLCWells Fargo Clearing Services, LLC06-25-2019
John Martin Bopp JrKey Investment Services LLCWells Fargo Clearing Services, LLC05-14-2019
Miguel S FernandezKey Investment Services LLCWells Fargo Clearing Services, LLC01-17-2019
Calvin ChanKey Investment Services LLCWells Fargo Clearing Services, LLC01-08-2019
Justin Neal JenkinsKey Investment Services LLCWells Fargo Clearing Services, LLC11-08-2018
Alfred David BarbatoKey Investment Services LLCWells Fargo Clearing Services, LLC04-16-2018
Luis Enrique MancipeKey Investment Services LLCWells Fargo Clearing Services, LLC01-10-2018
Geoffrey Michael JamesKey Investment Services LLCWells Fargo Clearing Services, LLC01-02-2018
Jason Wayne WegnerKey Investment Services LLCWells Fargo Clearing Services, LLC11-01-2016
Sean Michael JonesKey Investment Services LLCWells Fargo Clearing Services, LLC10-11-2016
Lacy J BakerKey Investment Services LLCWells Fargo Clearing Services, LLC08-25-2016
Robert MillsKey Investment Services LLCWells Fargo Clearing Services, LLC11-06-2015
Lara Charltre ShogrenKey Investment Services LLCWells Fargo Clearing Services, LLC10-14-2015
Janine Williamson SatterfieldKey Investment Services LLCWells Fargo Clearing Services, LLC06-04-2012

Showing 1 to 19 of 19 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.