Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Ryan SmithKey Investment Services LLCNYLIFE Securities LLC10-05-2018
Frank D. AzzaroKey Investment Services LLCBBVA Securities Inc.05-18-2017
Tyler ClineKey Investment Services LLCAXA Advisors, LLC05-01-2017
Remi L NelsonKey Investment Services LLCJ.P. Morgan Securities LLC03-29-2017
David Lester ThompsonKey Investment Services LLCNYLIFE Securities LLC11-09-2016
Uchenna Victor AmakomKey Investment Services LLCCsfbdirect, Inc.$108-30-2016
Zachary Nigel PickettKey Investment Services LLCU.S. Bancorp Investments, Inc.08-01-2016
Rodolfo Salvador Ayala-FuentesKey Investment Services LLCWells Fargo Clearing Services, LLC01-29-2016
Steven Warren MosmanKey Investment Services LLCFarmers Financial Solutions, LLC08-31-2015
Payton James MclachlanKey Investment Services LLCJ.P. Morgan Securities LLC08-10-2015
Christopher Richard TracyKey Investment Services LLCWells Fargo Clearing Services, LLC06-18-2015
Richard Daniel ShinazyKey Investment Services LLCWells Fargo Clearing Services, LLC06-03-2015
Donald Jerome Liffengren Jr.Key Investment Services LLCTD Ameritrade Investment Management, LLC05-20-2015
Christopher William DollKey Investment Services LLCJ.P. Morgan Securities LLC04-16-2015
Mery Margarita WeissKey Investment Services LLCWells Fargo Clearing Services, LLC04-08-2015
John Paul ManzanaresKey Investment Services LLCU.S. Bancorp Investments, Inc.04-07-2015
Robert Allen EdwardsKey Investment Services LLCSunTrust Investment Services, Inc.03-30-2015
Chris Allan LuttmanKey Investment Services LLCBancWest Investment Services, Inc.$5003-20-2015
Scott Arven BurnsideKey Investment Services LLCEdward Jones02-09-2015
Raymond Anton SteinKey Investment Services LLCBBVA Securities Inc.01-27-2015
Bryce Derek HolleyKey Investment Services LLCCUNA Brokerage Services, Inc.10-20-2014
Amy Marie Gode BurhansKey Investment Services LLCBBVA Securities Inc.10-16-2014
David I LevineKey Investment Services LLCJ.P. Morgan Securities LLC08-12-2014
Remy DeangeloKey Investment Services LLCUBS Financial Services Inc.$103-25-2014
Anthony Frank CianoKey Investment Services LLCBBVA Securities Inc.02-04-2014
Next Page »

Showing 1 to 25 of 51 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.