Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kirre Ann CaiazzaKey Investment Services LLCHSBC Securities (USA) Inc.01-05-2009
Frank Edward RoylanceKey Investment Services LLCHalliday Financial, LLC07-26-2010
Donna M SudynKey Investment Services LLCCitizens Securities, Inc.10-05-2010
Kathleen Ann VeselyKey Investment Services LLCChase Investment Services Corp.10-18-2010
David Bernard HarrisKey Investment Services LLCPaulson Investment Company LLC$1002-14-2011
Gloria M PermaulKey Investment Services LLCSignator Investors, Inc.06-22-2011
Robert John RiceKey Investment Services LLCHSBC Securities (USA) Inc.07-11-2012
Ellen Michelle MeagherKey Investment Services LLCHSBC Securities (USA) Inc.07-11-2012
Kim Paula KabelKey Investment Services LLCHSBC Securities (USA) Inc.07-11-2012
Tamara L WagnerKey Investment Services LLCHSBC Securities (USA) Inc.07-11-2012
Joseph W MitchellKey Investment Services LLCHSBC Securities (USA) Inc.07-11-2012
Lise Marie MichaelKey Investment Services LLCHSBC Securities (USA) Inc.07-11-2012
Jordan M HonanKey Investment Services LLCHSBC Securities (USA) Inc.07-11-2012
Melissa Leigh O'BrienKey Investment Services LLCM&T Securities, Inc.12-17-2012
Jay Michael ScienzaKey Investment Services LLCMML Investors Services, LLC02-28-2013
Christopher William HuntKey Investment Services LLCLPL Financial LLC06-11-2013
Jean Marie OttavianoKey Investment Services LLCJ.P. Morgan Securities LLC08-28-2013
Heidi R BornKey Investment Services LLCJ.P. Morgan Securities LLC10-17-2013
Thomas Michael BorrelliKey Investment Services LLCLPL Financial LLC06-17-2014
Jennifer Marie MossKey Investment Services LLCCitizens Securities, Inc.05-08-2015
Jonathan M. CastleKey Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1006-11-2015
Irenee B. PaulKey Investment Services LLCPeople's Securities, Inc.06-29-2015
Joseph Thomas MurphyKey Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-31-2015
Robert MillsKey Investment Services LLCWells Fargo Clearing Services, LLC11-06-2015
Robert Evan CiprianoKey Investment Services LLCJ.P. Morgan Securities LLC12-07-2015
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Showing 1 to 25 of 79 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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