Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kirre Ann CaiazzaKey Investment Services LLCHSBC Securities (USA) Inc.01-05-2009
Frank Edward RoylanceKey Investment Services LLCHalliday Financial, LLC07-26-2010
Donna M SudynKey Investment Services LLCCitizens Securities, Inc.10-05-2010
Kathleen Ann VeselyKey Investment Services LLCChase Investment Services Corp.10-18-2010
David Bernard HarrisKey Investment Services LLCPaulson Investment Company LLC$2502-14-2011
Gloria M PermaulKey Investment Services LLCSignator Investors, Inc.06-22-2011
Melissa Leigh OBrienKey Investment Services LLCM&T Securities, Inc.12-17-2012
Christopher William HuntKey Investment Services LLCLPL Financial LLC06-11-2013
Jean Marie OttavianoKey Investment Services LLCJ.P. Morgan Securities LLC08-28-2013
Heidi R BornKey Investment Services LLCJ.P. Morgan Securities LLC10-17-2013
Thomas Michael BorrelliKey Investment Services LLCLPL Financial LLC06-17-2014
Jennifer Marie MossKey Investment Services LLCCitizens Securities, Inc.05-08-2015
Jonathan M CastleKey Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-11-2015
Joseph Thomas MurphyKey Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-31-2015
Robert MillsKey Investment Services LLCWells Fargo Clearing Services, LLC11-06-2015
Joseph J BadolatoKey Investment Services LLCCitizens Securities, Inc.01-12-2016
Shane Patrick RileyKey Investment Services LLCJ.P. Morgan Securities LLC01-19-2016
Joseph I DiamondKey Investment Services LLCMML Investors Services, LLC02-16-2016
Matthew Charles IslerKey Investment Services LLCThe Huntington Investment Company02-24-2016
Devan Peter ChrisikosKey Investment Services LLCEquitable Advisors, LLC03-09-2016
Kevin James NashburnKey Investment Services LLCForesters Financial Services, Inc.08-15-2016
Gregory J RileyKey Investment Services LLCCitizens Securities, Inc.08-22-2016
Alan Burt GoodmanKey Investment Services LLCLPL Financial LLC09-21-2016
Robert LucarelliKey Investment Services LLCLPL Financial LLC$10009-21-2016
Patricia Jean LinekinKey Investment Services LLCLPL Financial LLC09-21-2016
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Showing 1 to 25 of 93 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.