Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joshua Allen SmailKey Investment Services LLCSigma Financial Corporation03-15-2019
Kevin Roy CollinsKey Investment Services LLCPNC Investments$15012-12-2018
Steven Francisco CallejasKey Investment Services LLCCitizens Securities, Inc.08-27-2018
Michael Gerard LiskayKey Investment Services LLCFifth Third Securities, Inc.08-15-2018
Chris George DunkelKey Investment Services LLCThe Huntington Investment Company07-18-2018
James Joseph MarcusKey Investment Services LLCThe Huntington Investment Company01-25-2018
Joshua Ryan WagnerKey Investment Services LLCCetera Investment Services LLC01-09-2018
William Robert LenzottiKey Investment Services LLCJ.P. Morgan Securities LLC$112-08-2017
Kristen M. VietaKey Investment Services LLCPNC Investments11-30-2017
Matthew Terrence HennessyKey Investment Services LLCCitizens Securities, Inc.09-20-2017
Jeffrey Alan ConyersKey Investment Services LLCMML Investors Services, LLC08-07-2017
Erica Leigh Acheson-DunayKey Investment Services LLCFifth Third Securities, Inc.08-02-2017
Austin Phillip ClarksonKey Investment Services LLCThe Huntington Investment Company06-13-2017
Gregory BorowyKey Investment Services LLCCitizens Securities, Inc.06-12-2017
Jay Alan FlackKey Investment Services LLCVALIC Financial Advisors, Inc.$105-04-2017
Timothy F. NowakKey Investment Services LLCCitizens Securities, Inc.05-04-2017
Vincent Gary MooreKey Investment Services LLCScottrade, Inc.05-03-2017
Paul Andrew MuskinKey Investment Services LLCPNC Investments05-01-2017
Jason Arzo HoneycuttKey Investment Services LLCJ.P. Morgan Securities LLC04-19-2017
John R Hemric Jr.Key Investment Services LLCPNC Investments04-03-2017
Charles Robert CroyKey Investment Services LLCPNC Investments03-27-2017
Erin Dale SchwanKey Investment Services LLCPNC Investments03-23-2017
Kevin Alexander ClemonsKey Investment Services LLCCitizens Securities, Inc.03-07-2017
Maura Morgan MontanaKey Investment Services LLCNorthwestern Mutual Investment Services, LLC02-24-2017
James Franklin HillKey Investment Services LLCThe Huntington Investment Company02-09-2017
Next Page »

Showing 1 to 25 of 172 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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