Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael C. FordKey Investment Services LLCChase Investment Services Corp.02-04-2009
Karen Lee DavisKey Investment Services LLCInvestment Centers of America, Inc.04-13-2009
Kristie Lynn GarzaKey Investment Services LLCChase Investment Services Corp.07-27-2009
Carol Lynn SchulerKey Investment Services LLCInfinex Investments, Inc.10-19-2009
Dean Curtis HustonKey Investment Services LLCNatcity Investments, Inc.11-16-2009
Matthew David CarinoKey Investment Services LLCThe Huntington Investment Company12-16-2009
Michael D. CarterKey Investment Services LLCNatcity Investments, Inc.01-05-2010
William Newell BernardiKey Investment Services LLCFifth Third Securities, Inc.01-22-2010
George Lawrence Michalke Jr.Key Investment Services LLCAmfin Investment Services, Inc.$5004-29-2010
Ronald Roy ZeppernickKey Investment Services LLCPNC Investments07-12-2010
John P. MinnilloKey Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-25-2010
Matthew Ixa LevineKey Investment Services LLCUBS Financial Services Inc.04-09-2012
Jeffrey Scott BeasleyKey Investment Services LLCPNC Investments04-23-2012
Lawrence Anthony VisockyKey Investment Services LLCThe Huntington Investment Company05-22-2012
Jeffrey Scott FlammKey Investment Services LLCU.S. Bancorp Investments, Inc.10-29-2012
John Patrick MiloKey Investment Services LLCU.S. Bancorp Investments, Inc.12-04-2012
Jeremy M. YoungKey Investment Services LLCPNC Investments02-05-2014
Jennett Maureen McCaslinKey Investment Services LLCFifth Third Securities, Inc.02-21-2014
Daniel John StifflerKey Investment Services LLCPNC Investments02-24-2014
Daniel Leon GuentherKey Investment Services LLCU.S. Bancorp Investments, Inc.$2503-03-2014
Joseph Lee HartKey Investment Services LLCHantz Financial Services, Inc.04-14-2014
Nirav Janakkumar PatelKey Investment Services LLCThe Huntington Investment Company04-29-2014
Ryan Daniel CameronKey Investment Services LLCFifth Third Securities, Inc.06-12-2014
Jonathan Payton LivingstonKey Investment Services LLCPNC Investments07-21-2014
Cynthia Marie CiccottiKey Investment Services LLCValMark Securities, Inc.07-29-2014
Next Page »

Showing 1 to 25 of 63 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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