Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael C. FordKey Investment Services LLCChase Investment Services Corp.02-04-2009
Jessica Ashley SmileyKey Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-12-2009
Jeffrey David MucciaroneKey Investment Services LLCChase Investment Services Corp.02-17-2009
Linda J ChristyKey Investment Services LLCChase Investment Services Corp.03-24-2009
Timothy John PesterKey Investment Services LLCChase Investment Services Corp.04-07-2009
Karen Lee DavisKey Investment Services LLCInvestment Centers of America, Inc.04-13-2009
Shelly A. ThomasKey Investment Services LLCUBS Financial Services Inc.06-02-2009
Matthew B LavelleKey Investment Services LLCChase Investment Services Corp.07-16-2009
Kristie Lynn GarzaKey Investment Services LLCChase Investment Services Corp.07-27-2009
Carol Lynn SchulerKey Investment Services LLCInfinex Investments, Inc.10-19-2009
Paul Lawrence StickleyKey Investment Services LLCFifth Third Securities, Inc.10-30-2009
Dean Curtis HustonKey Investment Services LLCNatcity Investments, Inc.11-16-2009
Matthew David CarinoKey Investment Services LLCThe Huntington Investment Company12-16-2009
Michael D. CarterKey Investment Services LLCNatcity Investments, Inc.01-05-2010
Gina Rene RicksKey Investment Services LLCMorgan Stanley$5001-15-2010
Talie Lynn DuplainKey Investment Services LLCChase Investment Services Corp.01-20-2010
William Newell BernardiKey Investment Services LLCFifth Third Securities, Inc.01-22-2010
Zahira Yoisuy LehriKey Investment Services LLCAXA Advisors, LLC02-26-2010
George Lawrence Michalke Jr.Key Investment Services LLCAmfin Investment Services, Inc.$5004-29-2010
Melina F MerrillKey Investment Services LLCWalnut Street Securities, Inc.05-03-2010
Shannon Renae DavisKey Investment Services LLCFifth Third Securities, Inc.05-11-2010
Brett James CypherKey Investment Services LLCChase Investment Services Corp.05-27-2010
Molly Mae GrubbKey Investment Services LLCPNC Investments07-01-2010
Janet Elaine BonnellKey Investment Services LLCChase Investment Services Corp.07-06-2010
Ronald Roy ZeppernickKey Investment Services LLCPNC Investments07-12-2010
Next Page »

Showing 1 to 25 of 213 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.