Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Krista Jean GalaninKey Investment Services LLCChase Investment Services Corp.09-20-2010
Darin Michael RingKey Investment Services LLCChase Investment Services Corp.09-14-2009
Noah MinkKey Investment Services LLCCitigroup Global Markets Inc.12-17-2018
Lonnie Dale ZellerKey Investment Services LLCCountry Capital Management Company08-26-2015
William Lewis OverstreetKey Investment Services LLCEdward Jones04-02-2020
Joseph Maury StraussKey Investment Services LLCEdward Jones01-15-2019
David Eduardo BustamanteKey Investment Services LLCHornor, Townsend & Kent, LLC02-04-2019
Gloria B Valencia FariasKey Investment Services LLCJ.P. Morgan Securities LLC12-20-2019
Kara M PresnellKey Investment Services LLCJ.P. Morgan Securities LLC07-19-2019
Saikou SannehKey Investment Services LLCJ.P. Morgan Securities LLC01-22-2018
Anh Ha DoanKey Investment Services LLCJ.P. Morgan Securities LLC08-07-2017
Yekaterina V PechenyukKey Investment Services LLCJ.P. Morgan Securities LLC10-10-2014
Jason Alan HensleyKey Investment Services LLCLPL Financial LLC10-07-2019
Joshawa W HardingKey Investment Services LLCNYLIFE Securities LLC05-28-2020
Peter Anton DobleKey Investment Services LLCPFS Investments Inc.03-17-2020
Arash MondegariKey Investment Services LLCU.S. Bancorp Investments, Inc.08-18-2016
Bertha Silvya GardinerKey Investment Services LLCU.S. Bancorp Investments, Inc.06-28-2016
Lissette Maftoun-SemnaniKey Investment Services LLCU.S. Bancorp Investments, Inc.03-11-2016
Jason Matthew TompkinsKey Investment Services LLCU.S. Bancorp Investments, Inc.$2507-05-2011
Ronald John GubelmanKey Investment Services LLCUmpqua Investments, Inc.11-04-2015
Alexander C PhillipsKey Investment Services LLCUnionBanc Investment Services, LLC03-12-2019
Carmine Rae LafleurKey Investment Services LLCVALIC Financial Advisors, Inc.03-06-2017
Daniel Vladimirovich ZamoshnikovKey Investment Services LLCWaddell & Reed09-20-2018
Tanya K RangeKey Investment Services LLCWamu Investments, Inc.03-02-2009
Calvin ChanKey Investment Services LLCWells Fargo Clearing Services, LLC01-08-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.