Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tanya K RangeKey Investment Services LLCWamu Investments, Inc.03-02-2009
Darin Michael RingKey Investment Services LLCChase Investment Services Corp.09-14-2009
Krista Jean GalaninKey Investment Services LLCChase Investment Services Corp.09-20-2010
Jason Matthew TompkinsKey Investment Services LLCU.S. Bancorp Investments, Inc.$2507-05-2011
Janine Williamson SatterfieldKey Investment Services LLCWells Fargo Clearing Services, LLC06-04-2012
Yekaterina V PechenyukKey Investment Services LLCJ.P. Morgan Securities LLC10-10-2014
Lonnie Dale ZellerKey Investment Services LLCCountry Capital Management Company08-26-2015
Ronald John GubelmanKey Investment Services LLCUmpqua Investments, Inc.11-04-2015
Lissette Maftoun-SemnaniKey Investment Services LLCU.S. Bancorp Investments, Inc.03-11-2016
Bertha Silvya GardinerKey Investment Services LLCU.S. Bancorp Investments, Inc.06-28-2016
Arash MondegariKey Investment Services LLCU.S. Bancorp Investments, Inc.08-18-2016
Sean Michael JonesKey Investment Services LLCWells Fargo Clearing Services, LLC10-11-2016
Carmine Rae LafleurKey Investment Services LLCVALIC Financial Advisors, Inc.03-06-2017
Anh Ha DoanKey Investment Services LLCJ.P. Morgan Securities LLC08-07-2017
Saikou SannehKey Investment Services LLCJ.P. Morgan Securities LLC01-22-2018
Daniel Vladimirovich ZamoshnikovKey Investment Services LLCWaddell & Reed09-20-2018
Noah MinkKey Investment Services LLCCitigroup Global Markets Inc.12-17-2018
Calvin ChanKey Investment Services LLCWells Fargo Clearing Services, LLC01-08-2019
Joseph Maury StraussKey Investment Services LLCEdward Jones01-15-2019
David Eduardo BustamanteKey Investment Services LLCHornor, Townsend & Kent, LLC02-04-2019
Alexander C PhillipsKey Investment Services LLCUnionBanc Investment Services, LLC03-12-2019
Kara M PresnellKey Investment Services LLCJ.P. Morgan Securities LLC07-19-2019
Jason Alan HensleyKey Investment Services LLCLPL Financial LLC10-07-2019
Gloria B Valencia FariasKey Investment Services LLCJ.P. Morgan Securities LLC12-20-2019
Peter Anton DobleKey Investment Services LLCPFS Investments Inc.03-17-2020
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Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.