Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kara M. PresnellKey Investment Services LLCJ.P. Morgan Securities LLC07-19-2019
Kamil ShakraKey Investment Services LLCUSAA Investment Management Company02-14-2019
Julien Henri LevequeKey Investment Services LLCJ.P. Morgan Securities LLC01-09-2019
Noah MinkKey Investment Services LLCCitigroup Global Markets Inc.12-17-2018
Joseph Carl FisherKey Investment Services LLCAXA Advisors, LLC06-28-2018
Sakshi MadanKey Investment Services LLCJ.P. Morgan Securities LLC06-01-2018
Saikou SannehKey Investment Services LLCJ.P. Morgan Securities LLC01-22-2018
Anh Ha DoanKey Investment Services LLCJ.P. Morgan Securities LLC08-07-2017
Justin ReakesKey Investment Services LLCM&T Securities, Inc.03-09-2017
Carmine Rae LafleurKey Investment Services LLCVALIC Financial Advisors, Inc.03-06-2017
Kevin James ManleyKey Investment Services LLCAXA Advisors, LLC02-16-2017
Sean Michael JonesKey Investment Services LLCWells Fargo Clearing Services, LLC10-11-2016
Tricia M. KaufmanKey Investment Services LLCJ.P. Morgan Securities LLC08-03-2016
Lissette Maftoun-SemnaniKey Investment Services LLCU.S. Bancorp Investments, Inc.03-11-2016
Ronald John GubelmanKey Investment Services LLCUmpqua Investments, Inc.11-04-2015
Robert W. CollingsKey Investment Services LLCJ.P. Morgan Securities LLC10-27-2015
Lonnie Dale ZellerKey Investment Services LLCCountry Capital Management Company08-26-2015
Yekaterina V. PechenyukKey Investment Services LLCJ.P. Morgan Securities LLC10-10-2014
Travis M. AbramsonKey Investment Services LLCHornor, Townsend & Kent, LLC07-19-2013
Richard C. BucklandKey Investment Services LLCCountry Capital Management Company03-22-2013
Scott Wayne MilamKey Investment Services LLCThe Huntington Investment Company11-20-2012
Janine Williamson SatterfieldKey Investment Services LLCWells Fargo Clearing Services, LLC06-04-2012
Jason Matthew TompkinsKey Investment Services LLCU.S. Bancorp Investments, Inc.07-05-2011
Hyon Yong KimKey Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2010
Darin Michael RingKey Investment Services LLCChase Investment Services Corp.09-14-2009
Next Page »

Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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