Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Leon SwanierKovack Securities Inc.Resource Horizons Group LLC$1010-15-2014
Aaron Samuel HermanKovack Securities Inc.Capital Guardian, LLC$10005-02-2014
Adam Troy BerlinKovack Securities Inc.Voya Financial Advisors, Inc.$1006-05-2014
Adan Jose SalazarKovack Securities Inc.LPL Financial LLC11-06-2014
Alan Donald CooperKovack Securities Inc.SII Investments, Inc.12-21-2017
Albert Leo Breithaupt Jr.Kovack Securities Inc.Resource Horizons Group LLC10-15-2014
Alejandro Quilez BonelliKovack Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-28-2014
Alicia Del Valle AlvarezKovack Securities Inc.Capital Guardian, LLC01-07-2014
Alicia FreedmanKovack Securities Inc.Resource Horizons Group LLC10-15-2014
Andrew Bailey DayKovack Securities Inc.The Kelt Group, LLC$2505-31-2017
Andrew Gerard HosseKovack Securities Inc.Resource Horizons Group LLC$1010-15-2014
Andrew Raymond Scheirer IIKovack Securities Inc.First Allied Advisory Services, Inc.12-15-2014
Andrew Steven DlinnKovack Securities Inc.Capital Guardian, LLC$2505-31-2017
Angela Andrea FelixKovack Securities Inc.Investacorp, Inc.02-17-2015
Anthony David AgbayKovack Securities Inc.L.M. Kohn & Company$2507-16-2015
Benedict Aloysious Mitchell Jr.Kovack Securities Inc.Nationwide Investment Services Corporation06-05-2009
Beom Joon YunKovack Securities Inc.Securities America, Inc.$10009-24-2012
Bob Palmer Hodges Jr.Kovack Securities Inc.Capital Guardian, LLC$5005-31-2017
Brad Lee HallockKovack Securities Inc.MetLife Securities Inc.05-24-2013
Brad M. HowellKovack Securities Inc.Resource Horizons Group LLC10-15-2014
Brian Scott ElseyKovack Securities Inc.Resource Horizons Group LLC$15010-15-2014
Bryan K. ScarrattKovack Securities Inc.Securities America, Inc.11-03-2014
Bryan Miller-PaganKovack Securities Inc.Signator Investors, Inc.01-04-2016
Carie Suzanne GratzKovack Securities Inc.Summit Brokerage Services, Inc.07-20-2017
Carl Dorsey CornagliaKovack Securities Inc.SII Investments, Inc.12-21-2017
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Showing 1 to 25 of 148 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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