Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gabriel Lynn GehretKovack Securities Inc.Triad Advisors LLC$1010-24-2019
Gaines Bailey SmithKovack Securities Inc.Resource Horizons Group LLC$1010-15-2014
Gary Bradford VaughnKovack Securities Inc.Summit Brokerage Services, Inc.07-28-2015
Gary Wayne LavalleeKovack Securities Inc.National Planning Corporation01-03-2017
George James ZeckKovack Securities Inc.Morgan Stanley$1001-15-2010
Gerard William Diem Jr.Kovack Securities Inc.MetLife Securities Inc.$15001-10-2011
Gregory Thomas SudderthKovack Securities Inc.Sigma Financial Corporation08-16-2016
Gregory ZackeroffKovack Securities Inc.Questar Capital Corporation11-22-2013
Harry Ahmed HelmyKovack Securities Inc.SA Stone Wealth Management Inc.05-13-2016
Harry Marc KrigmanKovack Securities Inc.Cantella & Co., Inc.10-01-2014
Humphrey Gervasis ThomasKovack Securities Inc.Edward Jones$1005-16-2012
Irwin Alan MeislerKovack Securities Inc.Fortune Financial Services, Inc.01-02-2015
Jack Ronald AvigaelKovack Securities Inc.Argentus Securities, LLC$5001-06-2014
James Alfred MyronKovack Securities Inc.Resource Horizons Group LLC10-17-2014
James Clay VanderwaalKovack Securities Inc.Resource Horizons Group LLC10-15-2014
James Earl VannKovack Securities Inc.Resource Horizons Group LLC09-25-2014
James Patrick FlynnKovack Securities Inc.Resource Horizons Group LLC10-06-2014
James Phillip SuttonKovack Securities Inc.Resource Horizons Group LLC10-15-2014
James R. KollerKovack Securities Inc.Park Avenue Securities LLC01-14-2019
James Thomas MarshKovack Securities Inc.W. H. Colson Securities, Inc.$2401-02-2018
Jan Doyle GotshallKovack Securities Inc.Resource Horizons Group LLC$5010-15-2014
Jeffrey Paul DavisKovack Securities Inc.Harvest Capital LLC$15011-01-2013
Jeffrey Thomas YoungKovack Securities Inc.LPL Financial LLC04-10-2012
John Gouverneur WessonKovack Securities Inc.J.P. Turner & Company, L.L.C.$2509-18-2015
John Michael HerouxKovack Securities Inc.The Kelt Group, LLC$5001-24-2017
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Showing 51 to 75 of 152 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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