Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Kenneth WeberKovack Securities Inc.CUSO Financial Services, L.P.$10003-30-2020
Scott Dale BoveeKovack Securities Inc.Investacorp, Inc.01-02-2020
Allan Joseph HaupertKovack Securities Inc.LPL Financial LLC$2512-16-2019
Isidro Genovevo HuertaKovack Securities Inc.Principal Securities, Inc.$10011-25-2019
Michael LynchKovack Securities Inc.Principal Securities, Inc.11-25-2019
Alan Paul NeeseKovack Securities Inc.Voya Financial Advisors, Inc.10-14-2019
Valerie Carolina OrtegaKovack Securities Inc.Nationwide Investment Services Corporation10-01-2019
Sandra Benain McKoyKovack Securities Inc.Citigroup Global Markets Inc.09-20-2019
William Blair GordonKovack Securities Inc.CAPITAL FINANCIAL SERVICES, INC.$5007-29-2019
Christian D. SearcyKovack Securities Inc.UBS Financial Services Inc.$5005-31-2019
Melanie Martinez McDonaldKovack Securities Inc.UBS Financial Services Inc.$2505-31-2019
Andrew Joseph FairchildKovack Securities Inc.Investacorp Advisory Services Inc$5012-07-2018
Lindell Garfield DouglasKovack Securities Inc.J. W. Cole Advisors, Inc.10-31-2018
Howard Alfred Parker Jr.Kovack Securities Inc.Broker Dealer Financial Services Corp.10-03-2018
Christopher KentimenosKovack Securities Inc.Charles Schwab & Co., Inc.09-24-2018
Douglas Bradley PetersonKovack Securities Inc.Fidelity Brokerage Services LLC09-07-2018
Travis TupperKovack Securities Inc.NYLIFE Securities LLC09-06-2018
Kevin Lee EarlyKovack Securities Inc.Investacorp, Inc.$5012-21-2017
Michael Shawn HaddiganKovack Securities Inc.INVEST Financial Corporation$5011-16-2017
Bridget Ann GipsonKovack Securities Inc.Capital Guardian, LLC$1010-19-2017
Robin Sue DavisKovack Securities Inc.Summit Brokerage Services, Inc.$10007-20-2017
Carie Suzanne GratzKovack Securities Inc.Summit Brokerage Services, Inc.07-20-2017
Alyssa Maria GuerraKovack Securities Inc.SunTrust Investment Services, Inc.$15007-14-2017
Richard Craig PollockKovack Securities Inc.Primex$5007-07-2017
John Sidney GaynoeKovack Securities Inc.Capital Guardian, LLC06-19-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.