Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David M KuljuKovack Securities Inc.GWN Securities Inc.$10001-30-2009
Darrin Robert HalseyKovack Securities Inc.Raymond James & Associates, Inc.04-28-2009
Benedict Aloysious Mitchell JrKovack Securities Inc.Nationwide Investment Services Corporation$5006-05-2009
Ramon Antonio GonzalezKovack Securities Inc.Cetera Advisor Networks LLC06-17-2009
Rene Jose Villate-CortesKovack Securities Inc.Cetera Advisor Networks LLC06-17-2009
Christina Theresa LewisKovack Securities Inc.Securities Service Network, LLC01-04-2010
Kenneth Steven YermakKovack Securities Inc.Charles Schwab & Co., Inc.$5001-11-2011
Kelly Michael EnglandKovack Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2503-03-2011
Steven Dean AustinKovack Securities Inc.Morgan Stanley$10005-31-2011
Alfredo OlivaKovack Securities Inc.Next Financial Group, Inc.06-20-2011
Alfredo Oliva JrKovack Securities Inc.Next Financial Group, Inc.06-20-2011
Karla Sue MiddletonKovack Securities Inc.Voya Financial Advisors, Inc.$5007-26-2011
Derek Dennis MiddletonKovack Securities Inc.Voya Financial Advisors, Inc.$5007-26-2011
Ramon Ignacio FernandezKovack Securities Inc.Summit Brokerage Services, Inc.12-14-2011
Osvaldo Delgado JrKovack Securities Inc.Signator Investors, Inc.03-09-2012
Daniel AlonsoKovack Securities Inc.Signator Investors, Inc.03-15-2012
Thomas James YoungKovack Securities Inc.LPL Financial LLC04-10-2012
Jeffrey Thomas YoungKovack Securities Inc.LPL Financial LLC$5004-10-2012
Raymond Guillermo AriasKovack Securities Inc.Brookstone Securities, Inc.$2507-03-2012
Warren Alan MarmorsteinKovack Securities Inc.Brookstone Securities, Inc.$1,00007-10-2012
Jose Eduardo CruzKovack Securities Inc.Signator Investors, Inc.09-10-2012
Richard Henry SchefferKovack Securities Inc.SunTrust Investment Services, Inc.$1004-26-2013
Rodrigo OrtizKovack Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-06-2013
Doris Martinez BodnarKovack Securities Inc.Summit Brokerage Services, Inc.$5005-08-2013
Gregory ZackeroffKovack Securities Inc.Questar Capital Corporation$2511-22-2013
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Showing 1 to 25 of 63 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.